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About StoneRiver RegEd

RegEd is the leading provider of Compliance Management, Compliance Education and Licensing and Registration solutions and services to broker-dealers, insurance carriers and insurance distributors. RegEd’s product suites include:

Compliance Management and Education: Enterprise platform and solutions suite to automate compliance with FINRA and SEC regulatory requirements and fulfill continuing education requirements.

Contracting, Registration and Licensing: Enterprise software and outsourcing services to manage contracting, insurance licensing, securities registration, and CE compliance administration on behalf of agents and advisors.

Insurance eGRC: Enterprise platform and solutions suite to manage insurance regulatory change, policies and procedures and other insurance company regulatory obligations.

RegEd solutions enable our clients to realize new levels of operational efficiency and to cost-effectively comply with FINRA, state and other regulations, while mitigating risk.