FINRA Suitability Training
FINRA Suitability Training offers an extensive catalog of new product training courses for your reps. Our product courses are designed with feedback from RegEd's broker-dealer community to ensure that your training requirements and expectations are met. We also work with clients to develop courses for complex products and other specific training needs.
To ensure that your reps receive credit, we validate completions in real-time and allow administrator access and direct calls to the RegEd database. FINRA Suitability Training also allows you to confirm your compliance with reports and exports, and develop custom reports and exports to meet your firm's needs. We maintain compliance data over a multi-year period on the same platform with annual requirements such as FIRM Element Training.
FINRA Suitability Training allows you to leverage your existing Trax platform to ensure rapid compliance with new requirements. You may also utilize the familiar Trax functionality to reduce rep confusion and streamline compliance with other rep-centric requirements