History

RegEd was founded in 1994 by former industry regulators with a focused mission of enabling financial services firms to cost-effectively meet new and expanding compliance education obligations. Since then, RegEd has broadened its product portfolio to include comprehensive enterprise tools to meet the full life-cycle requirements for registered representative and insurance agent compliance.  Today, RegEd is the market leader in Firm Element Compliance Education, Broker-Dealer Compliance Management, and Enterprise Licensing and Registration.

Working in concert with our clients, RegEd is continuously building new capabilities and enhancing our portfolio of solutions to meet the evolving needs of the industry. Since 2010, RegEd has introduced sophisticated enterprise technology to deliver the industry platform for annuities training, tracking and reporting, enable the efficient data collection and workflow driven approvals and ongoing management of Part 2B of Form ADV, and provide comprehensive risk management tools to support broker-dealers and investment advisers.

Our solutions provide firms with cost-efficient tools to manage contracting, insurance licensing, securities registration, advertising review compliance, branch audit management, annual compliance meetings and more. Today, RegEd serves more than 1,000 broker-dealers, insurance carriers, insurance brokers, banks and other financial institutions.