RegEd to Showcase Enterprise Compliance Solutions for Insurance Companies at ACLI Annual Conference 2017

RegEd to Showcase Enterprise Compliance Solutions for Insurance Companies at ACLI Annual Conference 2017

RegEd, the leading provider of compliance technology solutions to insurance companies, broker-dealers and other financial services firms, is pleased to announce its participation in the American Counsel for Life Insurers (ACLI) Annual Conference 2017 in Orlando, FL, October 8-10, 2017.

The conference brings together senior executives from life insurance and financial services companies to examine today's business and political issues. The program features general sessions with industry-expert speakers and over 20 breakout sessions addressing legal, investment/financial, reinsurance, compliance, retirement security, advocacy, and legislative and regulatory issues. Also in attendance will be senior representatives from associated industries and financial services associations.

“An extended period of low interest rates coupled with an increasingly complex regulatory environment is driving life insurers to implement for-purpose compliance technology to reduce operational costs and strengthen their compliance posture with regulators,” commented Debra Freitag, Chief Strategy Officer at RegEd. “Scores of RegEd clients have implemented our insurance compliance platform and solutions, to greatly reduce the cost and risk associated with managing the high volume of regulatory change they are subject to. Our clients, including the nation’s largest life insurers, tell us that they can ‘sleep at night’ knowing that technology has enabled them to eliminate compliance gaps and capture audit trails critical to demonstrating compliance.”

RegEd representatives will be onsite during the conference to speak with attendees about enterprise solutions for managing regulatory change, market conduct examinations and advertising review. These solutions enable insurers to effectively and efficiently meet compliance obligations and proactively manage their compliance program:

Regulatory Change Management: Facilitates a workflow-enabled, closed loop process that provides insurers with everything they need to be aware of, comply with, and demonstrate compliance with relevant regulatory changes.

Market Conduct Exam Management: Enables insurers to effectively prepare for and efficiently manage tasks related to market conduct exams, significantly reducing the time and resource commitment required during a market conduct exam.

Advertising Review Management: Streamlines the end-to-end process for advertising and customer communication submission, review, collaboration and approval, speeding time to market for review items.

For more information about RegEd and its enterprise compliance solutions, please visit www.reged.com.

About RegEd

RegEd is a leading provider of compliance technology solutions with relationships with more than 400 enterprise clients, including 80% of the top 25 broker-dealers and top 25 insurance companies. Established in 1994 by former regulators, the company is a recognized industry authority and has created the standard of excellence for rule-based and content-driven compliance automation for insurance companies, investment advisors and broker-dealers.  RegEd solutions drive new levels of operational efficiency and enable firms to cost-effectively comply with regulations and mitigate risk.  For more information, please visit www.reged.com.

RegEd Named SILA 2017 Organization of the Year

RegEd Named SILA 2017 Organization of the Year

RegEd, the leading provider of compliance technology solutions to the financial services industry, including Xchange, the market-leading Enterprise Licensing and Registration solution, has been named the SILA Organization of the Year. The award was announced at the 2017 SILA National Education Conference in Orlando, FL on September 26, 2017.

John M. Schobel, RegEd CEO & Founder, stated, "On behalf of RegEd, I want to offer sincere appreciation to the committee at SILA for selecting us as the Organization of the Year. We have invested greatly into our Enterprise Xchange platform over the last decade, and especially over the past 24 months, and it’s extremely gratifying to have our innovations recognized. For example, our Alerts 2.0 module is keeping the credentials of hundreds of thousands of producers updated automatically, reducing effort and compliance risk exposure for our clients. Our new streamlined user interface will make processing faster and easier, saving time and reducing licensing costs. And our Onboarding modules for both insurance companies and broker-dealers are solving an age-old problem and making a better experience for firms and agents. RegEd’s mission is to bring efficiency and better compliance to our clients, and we couldn’t be happier to be recognized for these efforts.”

A number of RegEd compliance thought leaders and subject matter experts were also nominated for individual SILA awards during the conference. Brandi Brown, Senior Vice President of RegEd’s Regulatory Affairs Group, was nominated for the Bruce Saenger Education Award, which demonstrates a passion for insurance and/or securities related education topics: pre-licensing/pre-registration, continuing education, and professional development. Susan Boles, RegEd Senior Regulatory Compliance Analyst, was a nominee for the Robert Kennedy Appreciation Award, which demonstrates dedication in continuous volunteer service to SILA and the advancement of the SILA objectives and principles.

Outstanding individuals and organizations in the compliance industry are recognized and honored through the SILA Awards program. SILA Awards are presented annually at the National Education Conference to recipients who are nominated by their peers. The recipient of the Organization of the Year Award demonstrates leadership and dedication in continuous service to the licensing/securities industries. Perhaps the most significant factor considered is the nominee’s dedicated advancement of the SILA objectives and principles: Promote and improve communication; Develop relationships with industry organizations, associations, licensing and registration departments and related organizations; Offer solutions to common licensing and registration problems; and Provide professional and technical education opportunities.

About RegEd

RegEd is a leading provider of compliance technology solutions with relationships with more than 400 enterprise clients, including 80% of the top 25 broker-dealers and top 25 insurance companies. Established in 1994 by former regulators, the company is a recognized industry authority and has created the standard of excellence for rule-based and content-driven compliance automation for insurance companies, investment advisors and broker-dealers.  RegEd solutions drive new levels of operational efficiency and enable firms to cost-effectively comply with regulations and mitigate risk.  For more information, visit www.reged.com.

RegEd Compliance Thought Leaders to Participate in 28th Annual SILA National Education Conference

RegEd Compliance Thought Leaders to Participate in 28th Annual SILA National Education Conference

RegEd, the leading provider of compliance technology solutions to the financial services industry, including Xchange, the market-leading Enterprise Licensing and Registration solution, will participate in the 2017 SILA National Education Conference in Orlando, FL on Sept. 24-27, 2017.

The conference will provide over 25 substantive sessions and an educational forum for attendees to address current industry challenges, discuss licensing and registration best practices, and build their overall compliance knowledge. John M. Schobel, RegEd CEO & Founder, stated, "RegEd has the distinct honor of again being nominated for the SILA Organization of the Year Award. This nomination acknowledges years of leadership in the industry, committed partnership with SILA and support of its commendable charitable initiatives. RegEd has supported the SILA mission for nearly two decades and is proud to be a 2017 SILA Platinum Sponsor.”

A number of RegEd compliance thought leaders and subject matter experts are nominated for SILA awards and will participate in sessions during the conference. Margie Webber, Governance Chair on the SILA Board of Directors and a Senior Member of RegEd's Regulatory Affairs Group, will facilitate the Securities Open Forum discussion, and will moderate the Legislative Update panel. Brandi Brown, Senior Vice President of RegEd’s Regulatory Affairs Group, is a nominee for the Bruce Saenger Education Award, which demonstrates a passion for insurance and/or securities related education topics: pre-licensing/pre-registration, continuing education, and professional development. Susan Boles, RegEd Senior Regulatory Compliance Analyst, is a nominee for the Robert Kennedy Appreciation Award, which demonstrates dedication in continuous volunteer service to SILA and the advancement of the SILA objectives and principles. In addition, Boles will co-anchor the SILA Morning News and be a panelist on the CE Adjusters – Building the CE Foundation, One Block at a Time session.

During the conference, RegEd will feature enterprise solutions for contracting/onboarding, credentialing management and appointment processing:

Alerts 2.0: The industry’s only fully automated licensing data reconciliation and management solution.

Onboarding / Contracting Automation: Eliminates manual oversight of the onboarding / contracting process.

Credentialing Validation: Real-time validations with order entry / trading systems and regulatory and industry gateways.

Smart Appointments: Enables straight-through appointment processing based on the firm's unique business rules.

RegEd representatives will be onsite to meet with conference attendees to understand their compliance and licensing challenges, and discuss solutions that enable firms to meet compliance requirements and proactively manage their compliance program and licensing operations. RegEd booths 8 and 9 will be located in the Crystal A-H Ballrooms of the Orlando World Center Marriott.

About RegEd

RegEd is a leading provider of compliance technology solutions with relationships with more than 400 enterprise clients, including 80% of the top 25 broker-dealers and top 25 insurance companies. Established in 1994 by former regulators, the company is a recognized industry authority and has created the standard of excellence for rule-based and content-driven compliance automation for insurance companies, investment advisors and broker-dealers.  RegEd solutions drive new levels of operational efficiency and enable firms to cost-effectively comply with regulations and mitigate risk.  For more information, visit www.reged.com.

RegEd to Feature Enterprise Compliance Solutions for the Banking Industry at the ABA Regulatory Compliance Conference 2017

RegEd to Feature Enterprise Compliance Solutions for the Banking Industry at the ABA Regulatory Compliance Conference 2017

RegEd, the leading provider of compliance technology to banks, broker-dealers and insurance companies, is pleased to announce its participation in the American Bankers Association Regulatory Compliance Conference 2017. The event will be held June 11-14 in Orlando, FL. RegEd will feature solutions that address critical compliance challenges for the banking industry, including key areas of regulator focus.

“Banks must navigate economic headwinds, regulatory uncertainty and an increasingly unforgiving enforcement environment placing them under pressure to drive operational efficiency and install effective compliance oversight,” commented Debra Freitag, RegEd Chief Strategy Officer. “RegEd has partnered with leading banks to meet critical compliance challenges with highly customized solutions that drive efficiency and support a culture of compliance.”

During the conference, RegEd representatives will highlight these and other solutions for the banking industry:

Advertising Review Management: Streamlines the end-to-end process for advertising and customer communication submission, review, collaboration and approval, speeding time to market for review items.

Branch Audit Management: Enables banks to fully plan, schedule, conduct, resolve and report on bank branch audits. The solution is fully configurable to reflect the bank’s specific organizational hierarchy and business processes.

Employee Conflicts of Interest Management: Including Gifts and Gratuities, Outside Business Activities, Personal Securities Accounts, and Political Contributions. Capture full audit trails of requests, approvals, exceptions, attestations and documentation.  

Policies and Procedures Management: Enables administration and oversight of the bank’s policies and procedures, including approval, distribution, attestation management and testing program management.

Regulatory Exam Management:  Streamline and automate the management of regulatory exams from the receipt of the “first day” letter, across all preparatory activities, through to the final response submitted to the regulator, significantly reducing the time and resource commitment required to support regulatory examinations.

RegEd is exhibiting at the conference and can be located at Booth 332 in the main exhibit hall of the Walt Disney World Dolphin Hotel. For more information about RegEd and its enterprise compliance solutions, please visit www.reged.com.

About RegEd

RegEd is a leading provider of compliance technology solutions with relationships with more than 400 enterprise clients across the financial services industry. Established in 1994 by former regulators, the company is a recognized industry authority and has created the standard of excellence for rule-based and content-driven compliance automation for banks, insurance companies, investment advisors and broker-dealers.  RegEd solutions drive new levels of operational efficiency and enable firms to cost-effectively comply with regulations and mitigate risk.  For more information, visit www.reged.com.

RegEd to Showcase Enterprise Compliance Solutions at FINRA Annual Conference

RegEd to Showcase Enterprise Compliance Solutions at FINRA Annual Conference

RegEd, the leading provider of compliance technology solutions to broker-dealers and other financial services firms, is pleased to announce its participation at the 2017 FINRA Annual Conference in Washington, DC, May 16-18, 2017.

FINRA's annual conference provides securities industry practitioners with guidance on regulatory priorities and addresses the compliance and regulatory issues investment advisers and broker-dealers face in today's evolving industry with interactive forums led by experienced industry veterans and regulators.

RegEd's CEO & Founder, John M. Schobel stated, "The FINRA Annual Conference provides an important forum for regulators, industry firms and solution providers, like RegEd, to engage in dialog about critical compliance and operational challenges and the best practice approaches for addressing those challenges." 

Mr. Schobel continued, "Conflicts of interest continues to be high on the radar of multiple regulators and we expect to see changes to FINRA’s Gifts, Gratuities and Non-Cash Compensation rules as a result of their proposed amendments. RegEd has invested significantly in addressing industry challenges in this area, and we will showcase RegEd’s enterprise-grade Gifts and Entertainment solution at the conference.”

During the conference RegEd will highlight a number of enterprise compliance solutions that enable firms to instill a culture of compliance in today’s rapidly evolving regulatory environment:

SCORE® Compliance Dashboard: Aggregates data to present a real-time view of compliance and credentialing status and requirements, at the enterprise or employee level.

Global Conflicts of Interest Management: Monitor, identify and remedy conflicts of interest and code of conduct issues across the firm’s supervised and employee populations.

Enterprise Gifts & Entertainment Management: Revolutionary advanced capabilities enable global enterprise gifts and entertainment tracking and management, including Concur® integration.

Registration and OBA: Streamline registration compliance across the enterprise, including end-to-end OBA tracking and reporting. Integrations automate filing and reconciliation of amendments and background 
investigations.

Regulatory Change / Policies & Procedures Management: Delivers actionable regulatory updates and tracking of compliance obligations in a closed-loop process. Impacted policies are automatically identified.

RegEd representatives will be on-site to meet with conference attendees to understand their compliance challenges and discuss solutions that enable broker-dealers and other financial services firms to meet compliance requirements and proactively manage their compliance program.

The RegEd conference exhibit will be located at booth #25 in the conference’s main exhibitor hall at the Marriot Marquis Washington, DC. For more information on RegEd or its attendance at the FINRA Annual conference, please call 800-334-8322 or email sales@reged.com.

About RegEd

RegEd, Inc. is a leading provider of compliance technology solutions with relationships with more than 400 enterprise clients, including 80% of the top 25 broker-dealers and top 25 insurance companies. Established in 1994 by former regulators, the company is a recognized industry authority and has created the standard of excellence for rule-based and content-driven compliance automation for insurance companies, investment advisors and broker-dealers.  RegEd solutions drive new levels of operational efficiency and enable firms to cost-effectively comply with regulations and mitigate risk. 

RegEd to Welcome Regulators and Notable Compliance and Operations Experts to its Annual Client Conference in Charleston, SC

RegEd to Welcome Regulators and Notable Compliance and Operations Experts to its Annual Client Conference in Charleston, SC

Compliance, licensing and registration, and operations professionals from the financial services industry will gather at the fifth annual RegEd Compliance Alliance (RCA) conference to share best practices, build critical knowledge across a range of topics, and interact with regulators and industry experts. The event will be held April 18-20 in Charleston, SC, and will be hosted by RegEd, a leading provider of compliance, education, and licensing and registration solutions to banks, broker-dealers, insurance companies and other financial services firms.

The conference includes substantive sessions, panel discussions and expert presentations on topics ranging from FINRA and SEC Enforcement Trends to Creating a Comprehensive Conflicts of Interest Program, and will open with a keynote by David Chaves, Supervisory Special Agent, FBI Securities. Mr. Chaves is a senior FBI Agent assigned to the New York division and has served as the securities fraud program manager for many of the most prominent securities cases prosecuted over the last decade. He is widely acknowledged as the chief strategist in handling complex white-collar investigations and for identifying corruption in the hedge fund industry. Mr. Chaves will speak on the topic of cybersecurity, which the FBI has identified as a top criminal priority, and offer expert insight into issues of cybersecurity resources, compliance, risk analysis, policies, procedures, pitfalls, response plans and best practices to help protect against cyber intrusions.

Other notable contributors to the conference program include:

  • Mitch Avnet, Founder and Managing Partner, Compliance Risk Concepts, LLC
  • Francois Cooke, Managing Director, ACA Compliance Group
  • Susan Light, Senior Vice President, Department of Enforcement, FINRA
  • Linda Riefberg, Special Counsel, Partner, Cozen O'Connor
  • Brian Rubin, Partner, Sutherland Asbill & Brennan LLP
  • Karen Stakem Hornig, Executive Director, NIPR
  • Other representatives from NIPR, FINRA and the NAIC

Stephanie Buchanan, RegEd Chief Client Officer, commented, “RCA 2016 represents a phenomenal opportunity for RegEd clients to engage with regulators, industry thought leaders, RegEd experts and their colleagues on the critical issues and challenges they face as a result of an increasingly demanding business and regulatory environment.”

For more details about the RegEd Compliance Alliance (RCA) conference or information on RegEd's compliance management, licensing and registration, and product education solutions, visit www.reged.com.

About RegEd 

RegEd is a leading provider of compliance technology solutions with relationships with more than 400 enterprise clients, including 80% of the top 25 broker-dealers and top 25 insurance companies. Established in 1994 by former regulators, the company is a recognized industry authority and has created the standard of excellence for rule-based and content-driven compliance automation for insurance companies, investment advisors and broker-dealers.  RegEd solutions drive new levels of operational efficiency and enable firms to cost-effectively comply with regulations and mitigate risk. 

RegEd to Welcome Regulators and Notable Compliance and Operations Experts to its Annual Client Conference in Hilton Head SC

RegEd to Welcome Regulators and Notable Compliance and Operations Experts to its Annual Client Conference in Hilton Head, SC

Compliance, licensing and registration, and operations professionals from the financial services industry will gather at the sixth annual RegEd Compliance Alliance (RCA) conference to share best practices, build critical knowledge across a range of topics, and interact with regulators and industry experts. The event will be held May 1-3 in Hilton Head, SC, and will be hosted by RegEd, a leading provider of compliance, education, and licensing and registration solutions to banks, broker-dealers, insurance companies and other financial services firms.

The conference includes substantive sessions, panel discussions and expert presentations on topics ranging from FINRA and SEC Enforcement Trends to Creating a Comprehensive Compliance Portal and will open with a presentation from Jilenne Gunther, MSW, JD, Director of AARP BankSafe. Ms. Gunther is a well-recognized policy expert in BankSafe, financial exploitation, and consumer rights.  Her groundbreaking policy and research has been replicated in more than 40 states, and it has been cited in Senate hearings, CFPB advisories, GAO reports, Forbes, and Consumer Reports.  Ms. Gunther will speak on the topic of financial exploitation of vulnerable adults. During the session she will discuss the realities of the vulnerable 50+ adult population, the cost of exploitation and ways that the financial industry can work together to solve the problem.

Other notable contributors to the conference program include:

  • Susan Krawczyk, Partner, Eversheds Sutherland
  • Susan Light, Senior Vice President, Department of Enforcement, FINRA
  • Brian Rubin, Partner, Eversheds Sutherland
  • Karen Stakem Hornig, Executive Director, NIPR
  • Bill Swanstrom, Vice President, Registration and Disclosure, FINRA
  • Robin Traxler, Vice President of Regulatory Affairs & Associate General Counsel, FSI
  • Other representatives from NIPR, FINRA, NAIC and State Departments of Insurance

John M. Schobel, RegEd CEO & Founder, commented, “Regulation continues to expand, presenting new challenges for industry firms. RCA 2017 provides a forum for RegEd clients to engage with regulators, industry thought leaders, RegEd experts and their colleagues on the critical issues and challenges they face as a result of an increasingly demanding business and regulatory environment.”

 
About RegEd 

RegEd is a leading provider of compliance technology solutions with relationships with more than 400 enterprise clients, including 80% of the top 25 broker-dealers and top 25 insurance companies. Established in 1994 by former regulators, the company is a recognized industry authority and has created the standard of excellence for rule-based and content-driven compliance automation for insurance companies, investment advisors and broker-dealers.  RegEd solutions drive new levels of operational efficiency and enable firms to cost-effectively comply with regulations and mitigate risk. 

RegEd to Showcase Enterprise Compliance Solutions at FSI OneVoice Conference

RegEd to Showcase Enterprise Compliance Solutions at FSI OneVoice Conference

RegEd, the leading provider of compliance technology solutions to broker-dealers and other financial services firms, is pleased to announce its participation in the Financial Services Institute (FSI) OneVoice conference in San Francisco, CA, January 23-25, 2017.

The FSI OneVoice conference is an educational forum for broker-dealer home office executives. This year’s event will offer more than 25 sessions on topics including DOL fiduciary rule compliance, cybersecurity, and managing regulatory change, regulatory exams and policies and procedures. Presenters and panelists include regulators, senior executives from leading financial services firms and industry subject matter experts.

During the conference RegEd will showcase a set of enterprise solutions that enable firms to ensure a culture of compliance in today’s rapidly evolving regulatory environment:

SCORE® Advisor Dashboard: Aggregates critical compliance data to present a real-time view of individual rep compliance / credentialing status and requirements.

DOL Fiduciary Rule Compliance Training: Comprehensive curriculum enables firms to effectively train employees and partners on the new and changed standards of the fiduciary rule.

Enterprise Gifts and Entertainment Tracking: Revolutionary expanded capabilities enable global enterprise gifts and entertainment tracking and management, including Concur® integration.

Regulatory Change/Policies and Procedures Management: Delivers actionable regulatory updates and provides tracking of compliance obligations in a closed-loop process. Impacted policies are automatically identified.

John M. Schobel, Chief Executive Officer at RegEd, commented, “In this regulatory climate it is more important than ever that firms have the tools in place to support a robust culture of compliance. We’re pleased to be a sponsor at this year’s FSI OneVoice conference, which will give us the opportunity to meet with our clients and introduce them to solutions that will enable them to effectively manage risk in 2017.”

RegEd representatives will be on-site to meet with conference attendees to understand their compliance challenges and discuss solutions that enable broker-dealers and other financial services firms to meet compliance requirements and proactively manage their compliance program.

The RegEd conference exhibit will be located at booth #120 in the conference’s main exhibitor hall at the Marriot Marquis San Francisco. For more information on RegEd or its attendance at the FSI OneVoice conference, please call 800-334-8322 or email sales@reged.com.

About RegEd

RegEd, Inc. is a leading provider of compliance technology solutions with relationships with more than 400 enterprise clients, including 80% of the top 25 broker-dealers and top 25 insurance companies. Established in 1994 by former regulators, the company is a recognized industry authority and has created the standard of excellence for rule-based and content-driven compliance automation for insurance companies, investment advisors and broker-dealers.  RegEd solutions drive new levels of operational efficiency and enable firms to cost-effectively comply with regulations and mitigate risk.

RegEd Announces Program for Sixth Annual Client Conference in Hilton Head Island SC

RegEd Announces Program for Sixth Annual Client Conference in Hilton Head Island, SC

RegEd, the leading provider of compliance technology solutions to the financial services industry, is pleased to announce that the annual RegEd Compliance Alliance (RCA) client conference will be held in Hilton Head Island, SC, May 1-3, 2017.

RCA 2017 will provide executives and senior managers from Compliance, Risk Management, Legal, Governance and Operations, including Licensing and Registration professionals, with the unique opportunity to share best practices, build critical knowledge, and engage with regulators and industry experts.

The conference program is focused on the theme, Enabling a Culture of Compliance. “In this environment it’s not enough to ‘check the box’ on compliance obligations,” commented John M. Schobel, CEO & Founder of RegEd. “Regulators are increasingly evaluating firms on a deeper level, with an eye toward firm culture that goes beyond the letter of regulation. We’ve developed a conference program that will strengthen our clients’ ability to support and maintain a culture of compliance.”

Conference sessions will deliver the latest information and expert insights surrounding the industry’s evolving regulatory and compliance concerns in an educational and collaborative forum. Session topics will include FINRA, SEC, and State Insurance Department regulatory updates and enforcement trends; DOL fiduciary rule compliance; onboarding and contracting; conflicts of interest; and challenges, opportunities and best practices in managing regulatory change, policies and procedures, regulatory exams, and licensing and registration.

Registration is now open for the RegEd Compliance Alliance (RCA) Client Conference.

About RegEd

RegEd is a leading provider of compliance technology solutions with relationships with more than 400 enterprise clients, including 80% of the top 25 broker-dealers and top 25 insurance companies. Established in 1994 by former regulators, the company is a recognized industry authority and has created the standard of excellence for rule-based and content-driven compliance automation for insurance companies, investment advisors and broker-dealers.  RegEd solutions drive new levels of operational efficiency and enable firms to cost-effectively comply with regulations and mitigate risk.

RegEd Compliance Thought Leaders to Participate in 27th Annual SILA National Education Conference

RegEd Compliance Thought Leaders to Participate in 27th Annual SILA National Education Conference

RegEd, the leading provider of compliance technology solutions to the financial services industry, including Xchange, the market-leading Enterprise Licensing and Registration solution, has announced its participation in the 2016 SILA National Education Conference in San Antonio, TX on Sept. 18-21, 2016.

The conference will provide an educational forum for attendees to address current industry challenges, discuss licensing and registration best practices, and build their overall compliance knowledge. John M. Schobel, RegEd CEO and Founder, stated, "RegEd has supported the SILA mission for over 15 years and is proud to be a SILA Platinum Sponsor. This year, we also have the distinct honor of being nominated for the SILA Organization of the Year Award. This nomination acknowledges leadership and dedication in continuous service to the licensing and securities industries. We’re thrilled to be recognized as a finalist.”

A number of RegEd compliance thought leaders and subject matter experts will participate in sessions during the conference. Margie Webber, Governance Chair on the SILA Board of Directors and a Senior Member of RegEd's Regulatory Affairs Group, will lead the Securities Open Forum discussion, and will moderate the panel, Assess, Secure & Respond: Data security and all that applies. Ann Robinson, Senior Vice President of Business Development at RegEd, will serve as a panelist for the session. Brandi Brown, Senior Vice President of RegEd’s Regulatory Affairs Group, will be a panelist for Securities: All About Annuities. Susan Boles, RegEd Senior Regulatory Compliance Analyst, will co-anchor the SILA Morning News and moderate a session focused on adjuster licensing. Boles will also be a lead panelist for Continuing Education – Bridging the Gap between Producer and Adjuster Requirements.

RegEd representatives will be onsite during the conference to highlight the firm’s innovative enterprise solutions for contracting/onboarding, appointment processing and credentialing management. Solutions for managing compliance with the DOL Fiduciary Rule will also be showcased. RegEd booths 4 and 5 will be located in the Lone Star Ballroom of the Grand Hyatt San Antonio.

About RegEd

RegEd is a leading provider of compliance technology solutions with relationships with more than 400 enterprise clients, including 80% of the top 25 broker-dealers and top 25 insurance companies. Established in 1994 by former regulators, the company is a recognized industry authority and has created the standard of excellence for rule-based and content-driven compliance automation for insurance companies, investment advisors and broker-dealers.  RegEd solutions drive new levels of operational efficiency and enable firms to cost-effectively comply with regulations and mitigate risk.

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