RegEd.com| Resource – Video: Achieving a Unified Compliance and Credentialing Technology Vision
FEATURED AT THE FINRA ANNUAL CONFERENCE
Achieving a Unified Compliance and Credentialing Technology Vision
This presentation, featured at the FINRA Annual Conference, focuses on the benefits of a unified compliance technology ecosystem and how it can deliver significant efficiencies, stronger compliance oversight and increased user satisfaction, while instilling a culture of compliance.
ABOUT THE PRESENTER
Adam Schaub has been in compliance in the financial services industry for more than 20 years. He most recently led the Compliance Services team at Avantax, and formerly served as the CCO at 1st Global. Adam is now Vice President of Platform Product Management at RegEd.
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