Manage compliance with State DOI requirements, licensing and appointments transactions, continuing education and more.

Onboarding, Licensing
& Registration

The only unified solution to manage the full lifecycle of agent and advisor onboarding and compliance, delivering a seamless user experience and “clear to sell” signal for your distribution partners.


Efficiently manage requirements from FINRA, SEC, state DOI and other regulators of the financial services industry. Including Advertising Review, Conflicts of Interest, Branch Audits and more.

Regulatory Change

Everything you need to be aware of, comply with, and demonstrate compliance with relevant regulatory changes, including managing impact on your firm’s policies and procedures.

Education &

The leading provider of Compliance Education, Product Training and Annual Compliance Programs, RegEd delivers more than one million CE courses and insurance certificates each year.

Insurers are under pressure to identify highly effective and cost-efficient strategies to manage compliance, licensing and education requirements across the enterprise. A simplified user experience, from contracting to managing day-to-day requirements, increases producer satisfaction.


Thought leadership from industry and RegEd subject matter experts.

AITE-NOVARICA REPORT: Distribution Channel Management: Insurance CIOs Focus on Improving the Onboarding Experience

This report presents and discusses the findings of interviews with ten life, annuity, and property/casualty insurance carriers that varied in size between midsize and large.

WEBINAR: Onboarding in the Digital Age / Insurance Leaders Panel

Senior business leaders discuss challenges and opportunities facing the insurance industry in the context of these changing times – including digitization of insurance; M&A and consolidation; economic uncertainty; competitive pressures; advances in technology; and of course, more regulation.

WEBINAR: Licensing & Registration Leaders Panel

A panel of compliance and operations leaders who discuss the current state of licensing and registration and its impact on distribution, operations and compliance programs in light of the pandemic. Panelists share both challenges and lessons learned from the past year.

WEBINAR: Effectively Managing Regulatory Change in an Evolving Regulatory Landscape

In this webinar, RegEd Regulatory Affairs directors frame the current landscape, and a RegEd client relates how their firm transformed their regulatory change management function to meet the challenges of a demanding regulatory environment.


Schedule a personalized consultation with our solution and subject matter experts. We’ll provide an overview of how RegEd’s enterprise platform enables our clients to improve efficiency, effectiveness and transparency across the enterprise.

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