PRODUCER MANAGEMENT

The only unified solution to power the full lifecycle of agent and advisor credentialing, delivering a frictionless user experience that minimizes the compliance burden on your distribution partners.

Alerts 2.0

Alerts 2.0 enables companies to identify individuals and agencies for which they should receive notifications and automated PDB data updates. Learn more.

CE Central

RegEd’s CE Central solution simplifies the management of producer compliance with state CE requirements. Learn more.

FINRA Registration Profiles

Enables firms to manage FINRA-related registration information for each registered representative to ensure regulatory requirements are met. Learn more.

Managed Services

RegEd’s Licensing and Registration Managed Services team can prepare the required filings and transactions, order supporting documents, validate producer data against current regulatory sources, and maintain evidence of filing. Learn more.

Permissive Registrations

RegEd’s Xchange and Compliance Questionnaires solutions provide a comprehensive, WORM-compliant system for managing permissive registrations using a highly configurable workflow and approval process. Learn more.

Producer Onboarding

Xchange Producer Onboarding integrates comprehensive capabilities that enable insurance companies to dramatically reduce the time to contract and appoint new producers. Learn more.

RegEd CLEARXchange

RegEd CLEARXchange instantaneously validates contracting, licensing, education and training, appointment, and registration, at the source, to deliver a real-time Clear to SellSM. Learn more.

Registered Rep Onboarding

RegEd Registered Rep Onboarding solution offers the unique ability to drive unparalleled operational efficiency and optimize all processes throughout the onboarding and registration process. Learn more.

State Requirements

The industry’s most complete and current producer licensing resource, provides instant access to current state summaries of licensure, appointment and termination statutes, regulations and administrative requirements. Learn more.

Xchange Enterprise Overview

Xchange, developed in collaboration with top industry firms, has been implemented in more than 150 financial services firms across the nation. Xchange is unique in its ability to drive unparalleled operational efficiency and optimize all processes across producer / rep on-boarding, registration and licensing activities. Learn more.

INDUSTRY LEADERSHIP

13M+

Active licenses and registrations managed

5.3M+

Insurance and Securities Transactions Processed Annually

300,000+

State Licensing, Appointment, CE and Registration Rules, Maintained by RegEd’s Regulatory Affairs Team

2,300+

Licensing and Registration Regulatory Updates Published by RegEd’s Regulatory Affairs Group Annually

20+

Years of experience in the producer management and compliance domain

Xchange uniquely provides a single, unified solution that is powered by an extensive compliance rules engine. The solution enables firms to seamlessly execute the complex processing requirements associated with managing and tracking representatives’ licensing, registration and compliance and product education credentials.

PRODUCER MANAGEMENT:
RELATED RESOURCES

Content covering the latest news and best practices for producer management from industry and RegEd subject matter experts.

WEBINAR: Licensing & Registration Leaders Panel

This webinar features a panel of compliance and operations leaders who discuss the current state of licensing and registration and its impact on distribution, operations and compliance programs in light of the pandemic.

AITE-NOVARICA REPORT: Distribution Channel Management: Insurance CIOs Focus on Improving the Onboarding Experience

This report presents and discusses the findings of interviews with ten life, annuity, and property/casualty insurance carriers that varied in size between midsize and large.

EXECUTIVE BRIEF: Xchange Onboarding, Licensing and Registration

This executive brief provides an in-depth overview of Xchange, RegEd’s Enterprise Contracting, Licensing and Registration solution, developed in collaboration with top industry firms, which has been implemented in more than 500 financial services firms.

WEBINAR: Onboarding in the Digital Age / Insurance Leaders Panel

Senior business leaders from top insurance companies and distributors discuss some of the challenges and opportunities facing the insurance industry in the context of these changing times – including digitization of insurance; M&A and consolidation; economic uncertainty; competitive pressures; advances in technology; and of course, more regulation.

CONTACT US

Schedule a personalized consultation with our solution and subject matter experts. We’ll provide an overview of how RegEd’s enterprise platform enables our clients to improve efficiency, effectiveness and transparency across the enterprise.

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