-
REGED, INC.
Powerful Compliance Platform.
Hundreds of Enterprise Clients.
One Million+ End Users.
RegEd is the Trusted Choice. -
RegTech
Enabling Compliance Transformation
RegEd is RegTech: Because today’s challenges demand a new approach.
-
SOLUTIONS FOR BANKS
Regulatory Uncertainty.
More Costly Enforcement.
Do you have the right tools in place?
-
Powerful Compliance Platform.
Hundreds of Enterprise Clients.
One Million+ End Users.
RegEd is the Trusted Choice. -
-
RegEd Solutions for Banks
Regulatory UNCERTAINTY.
More COSTLY Enforcement.
Do you have the right tools in place?
OPTIMIZE COMPLIANCE. MANAGE RISK. ENABLE GROWTH.
Proven Enterprise Solutions
RegEd delivers a comprehensive platform for managing compliance, licensing and registration, conflicts of interest
and continuing education through a unified enterprise technology solution.
Enterprise Compliance Management Solutions
RegEd compliance management solutions enable firms to effectively and efficiently meet compliance obligations, proactively manage their compliance program and mitigate risk.
Enterprise Conflicts of Interest Solutions
RegEd’s fully integrated COI suite enables firms to seamlessly monitor, identify and remedy conflicts of interest and code of conduct issues.
Compliance Education & Product Training Solutions
Fulfill compliance education and product training requirements to build critical knowledge and satisfy industry, state and federal obligations.
RegEd SCORE® Risk Control Center
SCORE integrates data from RegEd’s comprehensive compliance offerings with client and third-party data to provide singular compliance views of employee conduct compliance across the enterprise.
Xchange Enterprise Solution Suite
The Xchange Licensing and Registration Solution Suite, powered by the RegEd Enterprise Platform, is the industry’s only unified licensing and registration platform, relied on by more than 150 financial services firms.
Enterprise Compliance Management Solutions
RegEd compliance management solutions enable firms to effectively and efficiently meet compliance obligations, proactively manage their compliance program and mitigate risk.
Enterprise Conflicts of Interest Solutions
RegEd’s fully integrated COI suite enables firms to seamlessly monitor, identify and remedy conflicts of interest and code of conduct issues.
Compliance Education & Product Training Solutions
Fulfill compliance education and product training requirements to build critical knowledge and satisfy industry, state and federal obligations.
RegEd SCORE® Risk Control Center
SCORE integrates data from RegEd’s comprehensive compliance offerings with client and third-party data to provide singular compliance views of employee conduct compliance across the enterprise.
Xchange Enterprise Solution Suite
The Xchange Licensing and Registration Solution Suite, powered by the RegEd Enterprise Platform, is the industry’s only unified licensing and registration platform, relied on by more than 150 financial services firms.
Enterprise Compliance Management Solutions
RegEd compliance management solutions enable firms to effectively and efficiently meet compliance obligations, proactively manage their compliance program and mitigate risk.
Enterprise Conflicts of Interest Solutions
RegEd’s fully integrated COI suite enables firms to seamlessly monitor, identify and remedy conflicts of interest and code of conduct issues.
Compliance Education & Product Training Solutions
Fulfill compliance education and product training requirements to build critical knowledge and satisfy industry, state and federal obligations.
RegEd SCORE® Risk Control Center
SCORE integrates data from RegEd’s comprehensive compliance offerings with client and third-party data to provide singular compliance views of employee conduct compliance across the enterprise.
Xchange Enterprise Solution Suite
The Xchange Licensing and Registration Solution Suite, powered by the RegEd Enterprise Platform, is the industry’s only unified licensing and registration platform, relied on by more than 150 financial services firms.
WHO WE SERVE
Industries
Securities Firms Learn More
Banks Learn More
Insurance Companies and Brokers Learn More
-
FEATURED CASE STUDY
1st Global powers its enterprise technology initiative.
Download this case study to learn how 1st Global partnered with RegEd to drive a company-wide initiative to strengthen their compliance program through the introduction of advanced compliance and operations technology.
FEATURED UPDATES
NewsRegEd to Participate in ARM Annual Conference 2019
NewsGryphon Investors to Acquire RegEd, Inc.
NewsRegEd to Showcase Enterprise Compliance Solutions at 2019 FSI OneVoice Conference
-
Featured Resources
Webinar: FINRA’s Annual Risk Monitoring and Examination Priorities Letter
Join RegEd and Eversheds Sutherland (US) for an overview of FINRA’s 2019 Priorities Letter and insight into how firms might interpret its content to shape their compliance and business operations to align with FINRA’s regulatory focus. -
Featured Resources
Case Study: 1st Global
Learn how 1st Global partnered with RegEd to drive a company-wide initiative to strengthen their compliance program through the introduction of advanced compliance and operations technology. -
Featured Resources
Video: RegEd SCORE Risk Control Center
Learn how SCORE delivers a clear view of compliance requirements and risks, at the enterprise level or specific to the employee.