RegEd’s industry survey reveals how financial services firms are managing conflicts of interest today and what may be holding their programs back. Discover where manual processes and disconnected systems create challenges and which capabilities firms are prioritizing to improve efficiency, visibility, and scalability.
What You’ll Learn
- Why 56% of firms still operate with significant manual involvement
- Why 69% have limited or no ability to identify conflicts across categories
- How firm size impacts reporting, processing speed, and disclosure timeliness
- Which capabilities firms value most in a modern COI solution
Download the full white paper for more insights.
About RegEd
RegEd is the market-leading provider of RegTech enterprise solutions with relationships with more than 200 enterprise clients, including 80% of the top 25 financial services firms.
Established in 2000 by former regulators, the company is recognized for continuous regulatory technology innovation with solutions hallmarked by workflow-directed processes, data integration, regulatory intelligence, automated validations, business process automation and compliance dashboards. The aggregate drives the highest levels of operational efficiency and enables our clients to cost-effectively comply with regulations and continuously mitigate risk.
Trusted by the nation’s top financial services firms, RegEd’s proven, holistic approach to RegTech meets firms where they are on the compliance and risk management continuum, scaling as their needs evolve and amplifying the value proposition delivered to clients.