Palm trees at sunset in Fort Lauderdale, Florida

Annual Client Conference

RegEd Engage

April 14–16, 2027 | Fort Lauderdale, Florida

About the Conference

About RegEd Engage

RegEd Engage is our annual client conference that is shaped by the input of our clients — compliance and operations professionals from the nation’s leading financial services firms — and imparts need-to-know information and best practices to enable attendees to gain the most possible value from their RegEd partnership.

Collaborate with RegEd

Client Advisory Board (CAB) members participate in product-specific sessions to learn about new enhancements and influence the product roadmap of RegEd solutions.

Engage with Regulators

RegEd Engage features a wide breadth of regulator-led sessions, including regulators and representatives from NAIC, NIPR and State Securities Divisions, as well as thought leader updates on the latest from FINRA and the SEC.

Network with Peers

Network with 200+ compliance and operations professionals from leading financial services firms, as well as industry regulators and subject matter experts.

In their words

Why Others Are Attending

“As always RegEd leadership does a great job of addressing relevant topics and finding knowledgeable, interesting speakers from the industry and regulators. RegEd employees are always there to provide excellent knowledge and insight.”
RegEd Engage attendee

“Good information from both RegEd and other clients. Much value in sharing best practices and current and future priorities.”
RegEd Engage attendee

“I always appreciate the balance in the program between what’s new at RegEd as well as the industry as a whole, and never leave without some good takeaways.”
RegEd Engage attendee

“Love the location! Great social events. Wonderful way to interact with industry peers!”
RegEd Engage attendee

On demand

2026 Highlights

FINRA, SEC and State Enforcement Trends

FINRA, the SEC and state regulators have intensified enforcement efforts, resulting in unprecedented sanctions. Compliance and legal experts on this panel discussed regulators’ priorities and methodologies and examined lessons from recent cases that can help firms and employees avoid becoming subjects of enforcement proceedings.

Cyber Risk, AI, and Oversight

An accessible overview of who is attacking financial firms, how attacks are evolving, and the specific controls that meaningfully reduce risk. Attention is given to emerging AI-driven threats (deepfake voice fraud, GenAI phishing), and what regulators expect firms to have in place from a governance and oversight perspective.

Questions

Contact us

If you have any questions regarding RegEd Engage, please contact:

Madelyn Matthews

Marketing Director madelyn.matthews@reged.com

Jennifer Ricciuti

Marketing Events Manager jennifer.ricciuti@reged.com

Join us in Fort Lauderdale

Agenda coming soon!