FEATURED AT THE 2021 FINRA ANNUAL CONFERENCE

Achieving a Unified Compliance and Credentialing Technology Vision

This presentation, featured at the 2021 FINRA Annual Conference, focuses on the benefits of a unified compliance technology ecosystem and how it can deliver significant efficiencies, stronger compliance oversight and increased user satisfaction, while instilling a culture of compliance.

Adam Schaub

ABOUT THE PRESENTER

Adam Schaub has been in compliance in the financial services industry for more than 20 years. He most recently led the Compliance Services team at Avantax, and formerly served as the CCO at 1st Global. Earlier this year Adam joined RegEd, where he is now Vice President of Platform Product Management.

FEATURED AT THE 2021 FINRA ANNUAL CONFERNCE

Achieving a Unified Compliance and Credentialing Technology Vision

This presentation, featured at the 2021 FINRA Annual Conference, focuses on the benefits of a unified compliance technology ecosystem and how it can deliver significant efficiencies, stronger compliance oversight and increased user satisfaction, while instilling a culture of compliance.

Adam Schaub

Adam Schaub has been in compliance in the financial services industry for more than 20 years. He most recently led the Compliance Services team at Avantax, and formerly served as the CCO at 1st Global. Earlier this year Adam joined RegEd, where he is now Vice President of Platform Product Management.

This presentation, featured at the 2021 FINRA Annual Conference, focuses on the benefits of a unified compliance technology ecosystem and how it can deliver significant efficiencies, stronger compliance oversight and increased user satisfaction, while instilling a culture of compliance.

FEATURED AT THE 2021 FINRA ANNUAL CONFERNCE

Achieving a Unified Compliance and Credentialing Technology Vision

This presentation, featured at the 2021 FINRA Annual Conference, focuses on the benefits of a unified compliance technology ecosystem and how it can deliver significant efficiencies, stronger compliance oversight and increased user satisfaction, while instilling a culture of compliance.

Adam Schaub

Adam Schaub has been in compliance in the financial services industry for more than 20 years. He most recently led the Compliance Services team at Avantax, and formerly served as the CCO at 1st Global. Earlier this year Adam joined RegEd, where he is now Vice President of Platform Product Management.

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