Webinar: Navigating the Complexity of COI Compliance for Firms Large and Small
Description: How to efficiently manage conflicts of interest for broker-dealers, investment advisers, insurers, and other financial services.
Holiday Close Notification:
RegEd Customer Service will be available from 8:00 AM ET - 6:00 PM ET on Friday, May 23rd. RegEd’s offices will be closed on Monday, May 26th in observance of Memorial Day. Normal business hours will resume at 8:00 AM ET on Tuesday, May 27th. All systems will remain operational and available. |
Description: How to efficiently manage conflicts of interest for broker-dealers, investment advisers, insurers, and other financial services.