Welcome Remarks and NIPR Update
RegEd Founder & CEO John M. Schobel kicks off the forum, and Karen Stakem Hornig, CEO of NIPR, discusses important updates related to current and planned NIPR licensing and registration initiatives.
John M. Schobel
Founder & RegEd Board Member
Karen Stakem Hornig
Chief Executive Officer
State-mandated training developments, state pandemic relief updates and more.
SVP, Regulatory Affairs
Driving L&R Efficiency: Client Success Stories
Hear the real-world experience of leading insurance carrier and distributor firms, and learn how they have enabled efficiency, enhanced advisor / agent satisfaction and reduced risk while evolving their licensing and registration operations to a best practice standard.
Leader – Licensing & Onboarding
SVP, Insurance Operations
Raymond James Financial Services
Chief Client Officer
A Unique Perspective on Licensing and Registration Operations
This fireside chat features two of the industry’s most seasoned L&R experts, who have had their finger on the pulse of the industry for 50 years combined. They will share observations, insights and best practices gained in working with scores of insurance carriers and distributors around their implementation of innovative technology and processes.
Chief Strategy Officer
RegEd is the market-leading provider of RegTech enterprise solutions with relationships with more than 200 enterprise clients, including 80% of the top 25 financial services firms.
Established in 2000 by former regulators, the company is recognized for continuous regulatory technology innovation with solutions hallmarked by workflow-directed processes, data integration, regulatory intelligence, automated validations, business process automation and compliance dashboards. The aggregate drives the highest levels of operational efficiency and enables our clients to cost-effectively comply with regulations and continuously mitigate risk.
Trusted by the nation’s top financial services firms, RegEd’s proven, holistic approach to RegTech meets firms where they are on the compliance and risk management continuum, scaling as their needs evolve and amplifying the value proposition delivered to clients.