Regulators continue to make conflicts of interest a top priority and have increased their vigilance with respect to gifts and entertainment regulations.

Monitoring to ensure compliant and ethical practices across the employee population is often impossible because the firm has no way to bring critical data related to gifts, gratuities, and contributions given and received into a single view to identify outliers and negative trends that could result in consequences.

More firms are turning to specialized workflow management technology to
enable the efficient review, approval, management and monitoring of gifts, gratuities and contribution submission requests against firm-defined thresholds, so that all submissions, regardless of the amount or point of origination, are tracked accurately.

RegEd’s Enterprise Gifts, Gratuities and Contributions Management is the industry’s most advanced software solution for managing the submissions, approvals and tracking of gifts, business entertainment, non-cash compensation and political contributions to readily identify conflicts of interest.

Download this executive brief to learn more.

 

 

 

 

 

 

 

Regulators continue to make conflicts of interest a top priority and have increased their vigilance with respect to gifts and entertainment regulations.

Monitoring to ensure compliant and ethical practices across the employee population is often impossible because the firm has no way to bring critical data related to gifts, gratuities, and contributions given and received into a single view to identify outliers and negative trends that could result in consequences.

More firms are turning to specialized workflow management technology to
enable the efficient review, approval, management and monitoring of gifts, gratuities and contribution submission requests against firm-defined thresholds, so that all submissions, regardless of the amount or point of origination, are tracked accurately.

RegEd’s Enterprise Gifts, Gratuities and Contributions Management is the industry’s most advanced software solution for managing the submissions, approvals and tracking of gifts, business entertainment, non-cash compensation and political contributions to readily identify conflicts of interest.

Download this executive brief to learn more.

About RegEd

RegEd is the market-leading provider of RegTech enterprise solutions with relationships with more than 200 enterprise clients, including 80% of the top 25 financial services firms.

Established in 2000 by former regulators, the company is recognized for continuous regulatory technology innovation with solutions hallmarked by workflow-directed processes, data integration, regulatory intelligence, automated validations, business process automation and compliance dashboards. The aggregate drives the highest levels of operational efficiency and enables our clients to cost-effectively comply with regulations and continuously mitigate risk.

Trusted by the nation’s top financial services firms, RegEd’s proven, holistic approach to RegTech meets firms where they are on the compliance and risk management continuum, scaling as their needs evolve and amplifying the value proposition delivered to clients.

 

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