Director, Regulatory Compliance
Karen Stakem Hornig
Chief Legal and Regulatory Affairs Officer
Assistant Director, Market Regulation
Insurance Regulatory & Licensing Update: NIPR, NAIC & IRI
Hear from representatives of NIPR, NAIC, and IRI on important updates related to current and planned initiatives impacting the industry. Panelists will cover a wide range of topics, such as standards of conduct, including state adoption of the amended annuity model, recent NAIC trends and enforcements, and updates related to current and planned NIPR licensing and registration initiatives.
RegEd is the market-leading provider of RegTech enterprise solutions with relationships with more than 200 enterprise clients, including 80% of the top 25 financial services firms.
Established in 2000 by former regulators, the company is recognized for continuous regulatory technology innovation with solutions hallmarked by workflow-directed processes, data integration, regulatory intelligence, automated validations, business process automation and compliance dashboards. The aggregate drives the highest levels of operational efficiency and enables our clients to cost-effectively comply with regulations and continuously mitigate risk.
Trusted by the nation’s top financial services firms, RegEd’s proven, holistic approach to RegTech meets firms where they are on the compliance and risk management continuum, scaling as their needs evolve and amplifying the value proposition delivered to clients.