Moderator

Panelists

Michael Pouliot
SVP, Sales
RegEd, Inc.

Ann Robinson
Chief Compliance Officer
Farmers

 

Adrienne Bishop
Director
TIAA

 

Tracy Sloan
Vice President, Licensing & Registration
Waddell & Reed

 

Diana Ivey
SVP, Lead Compliance Officer
Marsh & McLennan Companies

 

Licensing & Registration Leaders Panel

Overview

This webinar features a panel of compliance and operations leaders who discuss the current state of licensing and registration and its impact on distribution, operations and compliance programs in light of the pandemic. Panelists share both challenges and lessons learned from the past year, including best practices and their thoughts on the future state of the industry.

About RegEd

RegEd is the market-leading provider of RegTech enterprise solutions with relationships with more than 200 enterprise clients, including 80% of the top 25 financial services firms.

Established in 2000 by former regulators, the company is recognized for continuous regulatory technology innovation with solutions hallmarked by workflow-directed processes, data integration, regulatory intelligence, automated validations, business process automation and compliance dashboards. The aggregate drives the highest levels of operational efficiency and enables our clients to cost-effectively comply with regulations and continuously mitigate risk.

Trusted by the nation’s top financial services firms, RegEd’s proven, holistic approach to RegTech meets firms where they are on the compliance and risk management continuum, scaling as their needs evolve and amplifying the value proposition delivered to clients.

 

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