Integrates data from RegEd’s comprehensive compliance offerings with client and third-party data to provide singular compliance views of employee conduct compliance across the enterprise

RegEd SCORE® Risk Control Center provides configurable compliance dashboards that enable stakeholders to identify trends and exceptions before the firm is exposed to potential risk. SCORE delivers a clear, comprehensive view into the status of compliance requirements at the company level or specific to the employee. Using SCORE, compliance and audit professionals can make timely and informed decisions related to employee activities and supervision.


Employee Dashboard

Manage compliance requirements specific to employees.

Learn More

Enterprise Dashboard

Identify trends and exceptions before the firm is exposed to potential risk.

Learn More

SCOREKey Capabilities and Benefits

Firms that have implemented SCORE benefit from reduced non-compliance risk and increased employee satisfaction.

Complex hierarchy management

Employ RegEd’s embedded hierarchy to create detailed views at the firm, branch or individual level, which can be saved in the RegEd SCORE Widget Library for later re-use.


Create custom dashboards of key metrics and configure targeted views of specific compliance areas across your organization, branch or region.


Comprehensive reporting

Enterprise capabilities provide reporting, both on-demand and using pre-defined report formats. Readily produce documentation to satisfy requests from internal stakeholders and regulator examiners.


Advanced Employee Lookup

New employee lookup feature enables managers to quickly search and view the dashboards of employees within your span of control to evaluate compliance and perform maintenance.



Related Updates

Read about the latest trends, hot topics, and developments affecting risk monitoring.

RegEd to Showcase Enterprise Compliance Solutions at 2019 FSI OneVoice Conference

Learn More

Attendees will have the opportunity to learn how RegEd enables clients to efficiently meet compliance and registration obligations while presenting a unified enterprise view of requirements.

RegEd to Showcase Enterprise Compliance Solutions at 2018 NSCP National Conference

Learn More

Attendees will learn how RegEd enables hundreds of clients to efficiently meet compliance obligations associated with conflicts of interest, advertising review, branch audits, employee risk monitoring, onboarding and licensing and registration

Related Resources

Access thought leadership content to learn more about risk monitoring best practices, RegEd solutions and more.

Scroll to top