Speakers

Brandi Brown
SVP of Regulatory Compliance
RegEd

Deb Fabritz
Director – Professional Registration & Compliance
Wisconsin Department of Financial Institutions – Division of Securities

 

April Gaskin
Senior Licensing Manager
Commonwealth Financial Network

 

Overview

Industry regulators understand the critical need to safeguard investors and customers within the financial services industry. To achieve this continuing education plays a pivotal role. The webinar features a distinguished panel of industry leaders who delve into the essential components of continuing education for investment adviser representatives, securities registered representatives, and insurance producers. Registration is required to attend.

Check out other upcoming SILA Foundation webinars here.

 

 

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