Webinar: Current Regulatory Issues Concerning Outside Business Activities
Description: FINRA’s supervision of Outside Business Activities (OBAs) discussion includes OBA requirements, exam trends, and best practices.
Holiday Close Notification:
RegEd Customer Service will be available from 8:00 AM ET - 6:00 PM ET on Friday, May 23rd. RegEd’s offices will be closed on Monday, May 26th in observance of Memorial Day. Normal business hours will resume at 8:00 AM ET on Tuesday, May 27th. All systems will remain operational and available. |
Description: FINRA’s supervision of Outside Business Activities (OBAs) discussion includes OBA requirements, exam trends, and best practices.