FINRA Exam Preparation

RegEd has combined industry-leading securities expertise, insight from adult learning experts, and state-of-the-art virtual classroom technology to deliver a self-study, classroom and practice exam experience that is unparalleled in the industry. The increase in exam pass rates our customers experience tells the whole story. Whether you are an individual buyer, or a corporate training professional, you need to experience the RegEd difference.

RegEd's FINRA Exam Preparation Courses Include:

• Series 6 - Investment Company/Variables Contracts Limited
• Series 7 - General Securities Representative Exam
• Series 9/10 - General Securities Sales Supervisor Exam
• Series 24 - General Securities Principal Exam
• Series 26 - Investment Company/Variable Contracts Principal
• Series 63 - Uniform Securities Agent (State Law Examination)
• Series 65 - Uniform Investment Adviser Law Exam
• Series 66 - Uniform Combined State Law Examination

RegEd is continually adding to its list of courses provided. Please contact us with questions about other FINRA Exam Preparation materials.

For more information on FINRA Exam Prep, click here.

REGULATORY UPDATE

As of July 30, 2007 NASD and NYSE Regulation have merged to form the Financial Industry Regulatory Authority (FINRA).

Rule consolidation is not expected to begin to take place until 2008. To date, there have been no material changes to any registration exams other than using the FINRA name interchangeably with NASD/NYSE.

Until rule consolidation takes place:

• NASD only firms will be subject to current NASD rules
• NYSE only firms will be subject to current NYSE rules
• Dual firms will be subject to both rule sets

When the rulebooks are consolidated, or the exam study outlines change, RegEd will update its study materials and will provide addendums that detail any rule changes to customers who have purchased the study materials prior the changes.

For more information on FINRA please visit the FINRA site by clicking here.