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Identify Risk Before It Happens with SCORE Risk Control Center.

Drive new levels of efficiency and increase compliance effectiveness while demonstrating a “culture of compliance” to regulatory examiners. Learn More.

Strengthen Organizational Alignment and Governance.

CODE powers comprehensive, end-to-end administration and oversight of all elements of the firm’s compliance program. Learn More.

Squeeze Out Inefficiency, Bake in Compliance.

Xchange transforms Licensing & Registration operations to support core business objectives: lowered costs, reduced risk and increased producer satisfaction. Learn More.

Case Studies
RegEd Advertising Review Solution Case Study – CUNA Mutual Group
CUNA Mutual Group’s requirements focused on eliminating manual processes, streamlining the communication between submitters
and reviewers, installing strong version control, and enabling all stakeholders to effectively track the status of submissions throughout the cycle… Read More.



RegEd Announces Program for Fifth Annual Client Conference in Charleston, SC

RegEd, the leading provider of compliance technology solutions to the financial services industry, is pleased to announce that it will mark the fifth anniversary of the RegEd… Read more.

RegEd Hosts Policies and Procedures Management Workshop

RegEd, the leading provider of compliance and risk management technology to the financial services industry, hosted the Policy Management by Design workshop earlier this month at… Read more.

FINRA Annual Conference
May 23-25, 2016

FINRA’s premier event—this conference provides the opportunity for practitioners, peers and regulators to exchange ideas on today’s most timely compliance and regulatory topics. Learn more.

ABA Regulatory Compliance Conference
June 12-15, 2016

Experts will share leading practices, and lessons learned – valuable takeaways that you can immediately implement at your bank to strengthen your program. Learn more.