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Identify Risk Before It Happens with SCORE Risk Control Center.

Drive new levels of efficiency and increase compliance effectiveness while demonstrating a “culture of compliance” to regulatory examiners. Learn More.

Strengthen Organizational Alignment and Governance.

End-to-end administration and oversight of all elements of the firm’s policies and procedures, with integrated regulatory change management.  Learn More.

Squeeze Out Inefficiency, Bake in Compliance.

Xchange transforms Licensing & Registration operations to support core business objectives: lowered costs, reduced risk and increased producer satisfaction. Learn More.

Case Study: Advertising Review
CUNA Mutual Group
CUNA Mutual Group’s requirements focused on eliminating manual processes, streamlining the communication between submitters
and reviewers, installing strong version control, and enabling all stakeholders to effectively track the status of submissions throughout the cycle… Read More.



Gryphon Investors to Acquire RegEd, Inc.

Gryphon Investors (“Gryphon”), a San Francisco-based middle-market private equity firm, today announced that it has signed a definitive agreement to acquire RegEd, Inc… Read more.

RegEd to Showcase Enterprise Compliance Solutions at 2019 FSI OneVoice Conference

RegEd is pleased to announce its participation in the Financial Services Institute (FSI) OneVoice conference in New Orleans, LA, January 28-30, 2019…
Read more.

SIFMA C&L Annual Seminar March 24-27, 2019

SIFMA’s C&L Annual Seminar is the premier event for compliance and legal professionals working in the financial services industry. This seminar provides a unique opportunity for industry leaders and regulators to gather for three days of information sharing, networking and collaboration. Learn more. Learn more.

RegEd Compliance Alliance (RCA) April 8-10, 2019

Back by popular demand, we are returning to Fort Lauderdale, FL for our eighth annual RegEd Compliance Alliance (RCA) Client Conference. Learn more & Register.