Compliance and Risk ManagementCompliance EducationRegistration and Licensing
Powerful tools to streamline rep-related regulatory compliance requirements. Firms can monitor supervised persons for potential risk, manage by exception, and conduct active risk assessments and testing.
World-Class materials and instruction for securities and insurance professionals. RegEd's course catalog covers the fundamentals, hot topics and current regulatory issues.
 
Industry-leading software and services create new levels of efficiency in contracting, insurance licensing, securities registration and CE compliance administration.
 
Click for information about your insurance CE certificate.Click to access the IRI/RegEd Annuity Training Platform