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Identify Risk Before It Happens with SCORE Risk Control Center.

Drive new levels of efficiency and increase compliance effectiveness while demonstrating a “culture of compliance” to regulatory examiners. Learn More.


Strengthen Organizational Alignment and Governance.

CODE powers comprehensive, end-to-end administration and oversight of all elements of the firm’s compliance program. Learn More.


Squeeze Out Inefficiency, Bake in Compliance.

Xchange transforms Licensing & Registration operations to support core business objectives: lowered costs, reduced risk and increased producer satisfaction. Learn More.

Case Studies
RegEd Advertising Review Solution Case Study – CUNA Mutual Group
CUNA Mutual Group’s requirements focused on eliminating manual processes, streamlining the communication between submitters
and reviewers, installing strong version control, and enabling all stakeholders to effectively track the status of submissions throughout the cycle… Read More.

News

Events

RegEd Announces Program for Fifth Annual Client Conference in Charleston, SC

RegEd, the leading provider of compliance technology solutions to the financial services industry, is pleased to announce that it will mark the fifth anniversary of the RegEd… Read more.

RegEd Hosts Policies and Procedures Management Workshop

RegEd, the leading provider of compliance and risk management technology to the financial services industry, hosted the Policy Management by Design workshop earlier this month at… Read more.

ARM 2016 Annual Educational Conference
March 7-9, 2016

Learn from experts in Compliance, Registration and Licensing. Representatives from FINRA, NFA, NASAA and SROs will inform attendees of the latest changes affecting our industry. Learn more.

2016 RegEd Compliance Alliance
April 18-20, 2016

Don’t miss the opportunity to learn about and discuss the latest compliance developments and best practices with industry leaders, consultants, regulators and colleagues. Learn more.