Attendees can visit Kiosk #5 to explore technology designed to accelerate advertising review, improve consistency and strengthen compliance oversight
RegEd, a leading provider of compliance technology solutions to the financial services industry, today announced that it will exhibit at the 2026 FINRA Advertising Regulation Conference, taking place October 15–16 in Washington, D.C.
The conference brings together communications compliance and marketing professionals for discussions of new rules, regulatory priorities, effective practices and emerging technologies. Attendees will also have opportunities to participate in advertising review workshops, attend technology demonstrations and engage with industry peers and FINRA Advertising Regulation Department staff.
RegEd will be onsite to demonstrate the latest enhancements to its AI-Powered Advertising Review solution, including AI Compliance PreCheck, powered by Eddie, RegEd’s AI Compliance Assistant. Built directly into the Advertising Review workflow, PreCheck evaluates broker-dealer and investment adviser materials against FINRA Rule 2210 and the SEC Marketing Rule while content is still in draft. It identifies potentially problematic language and disclosure gaps, highlights the specific text in question and provides suggested revisions with applicable rule references before materials enter formal compliance review.
“Financial services firms are managing growing volumes of communications across an increasingly complex mix of channels,” said Ethan Floyd, Chief Product Officer at RegEd. “RegEd combines AI, automation and configurable workflows to help compliance teams reduce manual effort, accelerate review cycles and provide the oversight needed to support compliant communications at scale.”
RegEd’s Enterprise Advertising Review solution has surpassed 8 million submissions, representing more than 15 million review decisions and nearly 17 million submitted review items. The milestone reflects the scale at which firms rely on the solution to manage advertising and marketing compliance
Conference attendees can meet with the RegEd team to learn how its Advertising Review capabilities can help organizations:
- Apply AI-powered compliance checks to advertising materials before submission
- Support requirements associated with FINRA Rule 2210 and the SEC Marketing Rule
- Reduce rework by identifying potential issues earlier in the process
- Improve consistency across reviewers, business units and communication types
- Streamline submission, routing, review and approval workflows
RegEd representatives will be available throughout the conference at Kiosk #5 to provide demonstrations and discuss firms’ advertising compliance priorities.
About RegEd
RegEd is the market-leading provider of RegTech enterprise solutions with relationships with more than 200 enterprise clients that represent more than 35 of the top 50 insurance companies.
Established in 2000 by former regulators, the company is recognized for continuous regulatory technology innovation with solutions hallmarked by workflow-directed processes, data integration, regulatory intelligence, automated validations, business process automation and compliance dashboards. The aggregate drives the highest levels of operational efficiency and enables our clients to cost-effectively comply with regulations and continuously mitigate risk.
Trusted by the nation’s top financial services firms, RegEd’s proven, holistic approach to RegTech meets firms where they are on the compliance and risk management continuum, scaling as their needs evolve and amplifying the value proposition delivered to clients. For more information, please visit www.reged.com.