Record attendance and new capabilities powered by Eddie highlight RegEd’s annual client conference in Fort Lauderdale, FL RegEd, the leading provider of compliance solutions for financial services firms, recently hosted its 13th annual client conference, RegEd Engage, held April 15–17, 2026 at the Marriott Harbor Beach Resort in Fort Lauderdale, Florida. RegEd Engage brought together a record number of attendees, including compliance and operations professionals from many of the nation’s leading financial services firms, for three days of collaboration, education, and strategic insight. The conference is uniquely shaped by direct client input, ensuring sessions focus on the most pressing regulatory challenges, operational priorities, and opportunities […]
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Events
RegEd to Highlight Clear-to-Sell Verification and Producer Enablement at the 2026 IRI Annual Conference
RegEd subject matter experts will present a session on eliminating licensing, appointment, and eligibility friction across the annuity distribution chain RegEd, a leading provider of compliance and regulatory technology solutions for financial services firms, today announced its participation in the 2026 IRI Annual Conference, taking place April 22–24 at the JW Marriott Tampa. RegEd will be exhibiting at Booth #18, where attendees can learn how the company is helping firms streamline compliance processes and modernize annuity distribution operations. As annuity distribution becomes increasingly complex, firms are under pressure to improve efficiency while maintaining strict compliance standards. RegEd’s solutions are designed to address these challenges by enabling greater visibility […]
Continue readingMore TagRegEd to Exhibit Adjuster Licensing and CE Solutions at the PLRB Claims Conference & Insurance Services Expo
RegEd, a leading provider of compliance and regulatory technology solutions for the financial services industry, today announced it will exhibit at the PLRB Claims Conference & Insurance Services Expo, taking place March 22–25, 2026 in National Harbor, Maryland. Attendees can visit RegEd at Booth #435 to learn how its integrated compliance technology platform helps insurers strengthen regulatory oversight, streamline operational processes, and reduce compliance risk. The PLRB Claims Conference is one of the insurance industry’s largest educational events, bringing together claims professionals, legal experts, and service providers to explore emerging risks, regulatory developments, and innovations shaping the future of insurance operations. At the […]
Continue readingMore TagRegEd to Exhibit at the 2026 Investment Adviser Compliance Conference Hosted by the Investment Adviser Association
RegEd, a leading provider of compliance technology solutions for financial services firms, announced today that it will be a proud exhibitor at the Investment Adviser Compliance Conference, hosted by the Investment Adviser Association, taking place March 18–20, 2026, in Washington, D.C. The annual conference brings together hundreds of compliance professionals, legal experts, regulators, and industry leaders from across the investment adviser community to discuss the evolving regulatory landscape and share practical strategies for maintaining effective compliance programs. The event features sessions led by SEC officials, industry professionals, and legal experts, offering attendees the latest insights on regulatory developments and compliance best practices. At the conference, RegEd will exhibit at booth #2 and showcase its […]
Continue readingMore TagRegEd to Exhibit at the 2026 ARM Annual Conference in Sarasota
RegEd, the leading provider of licensing, registration, and compliance technology solutions for the financial services industry, today announced its participation in the 2026 Association of Registration Management (ARM) Annual Conference, taking place March 2–4, 2026, in Sarasota, Florida. The ARM Annual Conference brings together registration management professionals, regulators, and industry leaders to explore evolving regulatory expectations, operational best practices, and technology innovations impacting broker-dealers, insurance carriers, and financial services firms. The conference offers valuable education and networking opportunities, with insights from regulators and subject matter experts across the securities and insurance landscape. At the event, RegEd will showcase its industry-leading Enterprise Xchange Licensing and Registration solution and Managed Services, designed […]
Continue readingMore TagRegEd to Sponsor FSI OneVoice 2026 Conference
RegEd to Join Industry Leaders in San Diego for Thought-Provoking Discussions on the Future of Independent Financial Services Firms RegEd, the leading provider of compliance technology solutions for broker-dealers and other financial services firms, is proud to serve as an Associate Sponsor of the Financial Services Institute (FSI) OneVoice 2026 Conference, taking place February 2–4, 2026, at the Sheraton San Diego Resort in San Diego, California. OneVoice is the annual in-person gathering for independent financial services firm executives, designed to help industry leaders stay ahead of change, gain strategic insights, and collaborate in shaping the future of the profession. This year’s conference theme centers on finding clarity […]
Continue readingMore TagKey Takeaways from the 2025 NSCP National Conference
AI Governance, Conflict Management, Marketing Compliance & the Next Era of Supervision The 2025 NSCP National Conference made one thing clear: the regulatory landscape isn’t simply evolving – it is accelerating. Compliance leaders across the industry gathered to discuss how rapid advances in technology, including artificial intelligence, are reshaping business operations, regulatory expectations, and the core workflows of modern compliance teams. Where past years focused on adoption and awareness, this year shifted decisively toward execution, governance, and demonstrable controls in place to ensure compliance, such as ‘human in the loop’ for AI. Regulators now expect firms to not only use […]
Continue readingMore TagYear-End Reminder: Ensure IAR CE Compliance Before the CRD/IARD Renewal Shutdown
As the calendar year draws to a close, it’s essential for Investment Adviser Representatives (IARs) and their firms to take a proactive approach toward meeting continuing education (CE) obligations. With the annual FINRA CRD/IARD Renewal Shutdown scheduled to begin on December 26, 2025, and more states than ever enforcing IAR CE requirements – including Illinois, which goes live in 2026 – compliance teams face growing complexity and shrinking timelines to ensure every IAR remains in good standing. Failing to complete CE requirements before the shutdown can trigger serious consequences – from administrative terminations and client reassignments to lost compensation eligibility […]
Continue readingMore TagRegEd to Exhibit Enterprise Compliance Solutions at 2025 NSCP National Conference
The industry leader will highlight AI innovation and a comprehensive suite of compliance solutions for financial services firms RegEd, the leading provider of regulatory technology solutions to the financial services industry, is a proud Platinum Member Ally and exhibitor of the 2025 National Society of Compliance Professionals (NSCP) National Conference, taking place October 26-29 in Orlando, FL. Visit RegEd at Demo Stand #11 in the main exhibit hall to connect with the team and experience hands-on demonstrations of the company’s industry-leading solutions. The annual NSCP National Conference is recognized as one of the most comprehensive educational offerings for compliance professionals […]
Continue readingMore TagRegEd to Sponsor and Share Expert Insights at the 2025 SILA National Education Conference
The industry leader will showcase innovations in producer management technology and services, while thought leaders will contribute to multiple conference sessions RegEd, a leading provider of producer management and compliance solutions for the insurance and securities industries, is proud to announce its role as a Diamond Sponsor and exhibitor at the 2025 SILA National Education Conference, taking place October 26-29 in New Orleans, LA. RegEd subject matter experts will be actively engaged throughout the conference, sharing insights on regulatory compliance, producer management, and licensing operational excellence. Featured Session: “Producer Management & Compliance: 2025 State of the Industry Insights” RegEd will lead […]
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