RegEd, the leading provider of compliance and regulatory technology solutions for broker-dealers and financial services firms, today announced its participation in the FINRA Annual Conference, taking place May 12–14, 2026, in Washington, DC. RegEd will be exhibiting at booth #35, where attendees can explore the company’s latest innovations designed to modernize and streamline compliance operations.
The FINRA Annual Conference is the industry’s premier event, bringing together regulators, compliance professionals, and financial services leaders to discuss today’s most pressing regulatory challenges and emerging trends. With over 30 sessions on trending topics, attendees gain practical guidance and insights across key areas such as regulatory compliance, risk management, financial crime prevention, and the evolving role of technology in the industry.
At this year’s conference, RegEd will showcase its comprehensive suite of solutions alongside advanced AI-powered capabilities – led by Eddie, RegEd’s virtual compliance assistant – delivering real-time regulatory intelligence and automation to help firms drive efficiency, reduce risk, and strengthen compliance programs. Featured innovations include:
- AI-Powered Advertising Review: Leverages AI and automation to accelerate review cycles, reduce compliance risk, and support faster time-to-market.
- Branch Audit Management: End-to-end capabilities for efficient planning, conducting, and reporting on branch inspections, including support for remote audit programs.
- Conflicts of Interest Management: A centralized platform to manage, track, and resolve conflicts of interest, including gifts, political contributions, and outside affiliations.
- Onboarding, Licensing, and Registration: Market-leading automation and workflow tools that streamline rep onboarding and credential management across the full compliance lifecycle.
“FINRA’s Annual Conference provides a critical forum for the industry to come together and address the evolving regulatory landscape,” said Ethan Floyd. “We look forward to connecting with clients and peers to share how RegEd is leveraging AI and advanced automation to help firms build more scalable, resilient, and future-ready compliance programs.”
Conference attendees are invited to visit booth #35 to meet with RegEd experts, experience live demonstrations, and learn how RegEd’s solutions can help organizations transform compliance from a reactive obligation into a strategic advantage.
For more information about the FINRA Annual Conference, visit: https://www.finra.org/events-training/conferences-events/2026-annual-conference
About RegEd
RegEd is the market-leading provider of RegTech enterprise solutions with relationships with more than 200 enterprise clients that represent more than 35 of the top 50 insurance companies.
Established in 2000 by former regulators, the company is recognized for continuous regulatory technology innovation with solutions hallmarked by workflow-directed processes, data integration, regulatory intelligence, automated validations, business process automation and compliance dashboards. The aggregate drives the highest levels of operational efficiency and enables our clients to cost-effectively comply with regulations and continuously mitigate risk.
Trusted by the nation’s top financial services firms, RegEd’s proven, holistic approach to RegTech meets firms where they are on the compliance and risk management continuum, scaling as their needs evolve and amplifying the value proposition delivered to clients. For more information, please visit www.reged.com.