RegEd’s Advertising Compliance Solution Surpasses 5 Million Submissions

RegEd’s Enterprise Advertising Review achieves new milestone, propelled by continuous product innovation including the integration of AI and other advanced capabilities. RegEd, a leading provider of compliance solutions for financial services firms, has announced its Advertising Review Solution has surpassed 5 million review submissions. Following significant investment in expanding the solution’s capabilities, RegEd has continued to secure adoption by the leading firms in the industry, including six of the ten largest broker-dealers and four of the five largest banks in the US. The solution’s total submissions since inception increased by more than 25% in 2022, surpassing five million submissions just […]

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RegEd Announces Next-Generation Trade Supervision and Account Monitoring Solution to Advance Investor Protection

RegEd SmartCompli, Powered by InvestEdge, Delivers the Most Advanced, Comprehensive Solution in the Industry Today RegEd announced SmartCompli, which employs advanced technology and a proprietary data model that aggregates and normalizes trade, account and KYC data, from all major clearing and custody firms, as well as direct business.  SmartCompli is integrated with RegEd’s market-leading Xchange Registration solution, enabling instant validation of advisor credentials to ensure that trades are made compliantly. This eliminates the need for firms to manage data exports on a continuous basis. Joe DiAngelo, EVP Sales at RegEd discussed the typical challenges confronting the industry. “Today firms have […]

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