RegEd Hosts Policy Management by Design Workshop in Chicago

Workshop featured internationally recognized pundit on governance, risk management, and compliance. RegEd, the leading provider of compliance and risk management technology to broker-dealers and other financial services firms, hosted a Policy Management by Design workshop in Chicago, IL, on October 30, 2019. Workshop attendees explored how defining the right process, information and technology architecture for policy management can create a structured approach to how the organization operates. Attendees were equipped to define a process lifecycle for managing policies, establish policy ownership and accountability, track policy attestation, and map policies to objectives, risks, controls, issues, and other GRC areas. The full […]

Continue readingMore Tag
Scroll to top