RegEd to Showcase Innovative Technology for Advertising Compliance Review at 2022 ABA Regulatory Compliance Conference

Attendees will learn how RegEd enables two of the top three banks, and dozens of financial services firms, to streamline marketing and sales compliance through the application of artificial intelligence and other advanced technologies RegEd, the leading provider of compliance technology to banks, broker-dealers and insurance companies, is pleased to announce its participation in the 2022 American Bankers Association Regulatory Compliance Conference. The event will be held June 21-24 in Orlando, FL. RegEd will feature […]

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RegEd EVP Michael Pouliot to Speak on the Digital Transformation of Multi-Channel Agency Distribution at Reuters Future of Insurance Conference

Attendees will learn about key trends in the insurance industry, as insurers increasingly focus on delivering a fully digital producer experience to drive speed to market and competitive advantage RegEd, the leading provider of compliance and credentialing solutions to the financial services industry, will be a Gold Sponsor and contributor at The Reuters Future of Insurance USA 2022 Conference, to be held from June 14-15 in Chicago, IL. The conference is billed as “North America’s […]

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Complying with Pay-to-Play Rules in an Election Year

This year’s mid-term elections pose a compliance challenge for registered investment advisory (RIA) firms. When it comes to politics, investment advisers and their covered associates can be as passionate as any voters. But “pay-to-play” rules prohibit advisers from making political donations that many other voters could. SEC Rule 206(4)-5 considers it to be unlawful for investment advisers to provide investment advisory services for compensation to a government entity within two years after a contribution to […]

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RegEd to Sponsor the 2022 ARM Annual Educational Conference

Attendees will learn how RegEd enables leading financial services firms to streamline the rep and agent experience to gain competitive advantage RegEd, the leading provider of licensing and registration technology solutions to the financial services industry, is pleased to announce its participation in the upcoming 2022 Association of Registration Management (ARM) Annual Educational Conference, which will be held in Sarasota, Fla. from June 6-8. Attendees of the 2022 ARM Annual Educational Conference will learn about and […]

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