RegEd to Showcase Innovative Technology for Advertising Compliance Review at 2022 ABA Regulatory Compliance Conference

Attendees will learn how RegEd enables two of the top three banks, and dozens of financial services firms, to streamline marketing and sales compliance through the application of artificial intelligence and other advanced technologies

RegEd, the leading provider of compliance technology to banks, broker-dealers and insurance companies, is pleased to announce its participation in the 2022 American Bankers Association Regulatory Compliance Conference. The event will be held June 21-24 in Orlando, FL. RegEd will feature solutions that address critical compliance challenges for the banking industry, including key areas of regulator focus.

During the conference, RegEd representatives will highlight the company’s integrated, fit-for-purpose enterprise compliance solutions for banks, including:

  • Marketing and Advertising Compliance Review: Artificial intelligence and other advanced technologies streamline and automate the end-to-end process for marketing and advertising communication submission, review, collaboration and approval, speeding time to market for review items.
  • Branch Audit Management: Enables banks to fully plan, schedule, conduct, resolve, and report on bank branch audits. The solution is fully configurable to reflect a bank’s specific organizational hierarchy and business processes.
  • Employee Code of Conduct and Conflicts of Interest Management: Including Gifts and Gratuities, Outside Business Activities, and Personal Securities Accounts. Capture full audit trails of requests, approvals, exceptions, attestations, and documentation. 
  • Policies and Procedures Management: Enables administration and oversight of the bank’s policies and procedures, including approval, distribution, attestation management, and testing program management.

RegEd representatives will be on-site to meet with conference attendees to understand their compliance challenges and discuss solutions that enable banks to meet compliance requirements and proactively manage their compliance program. The RegEd conference exhibit will be located at booth #517 in the conference’s main exhibitor hall at the Hyatt Regency Orlando.

Schedule a consultation to learn more about how RegEd’s fit-for-purpose enterprise compliance solutions enable banks to gain the effective oversight that they need to ensure that compliance obligations are fulfilled, compliance gaps are readily identified and remediated, and strong audit trails that demonstrate compliance are captured and memorialized.

About RegEd

RegEd is the market-leading provider of RegTech enterprise solutions with relationships with more than 200 enterprise clients, including 80% of the top 25 financial services firms.

Established in 2000 by former regulators, the company is recognized for continuous regulatory technology innovation with solutions hallmarked by workflow-directed processes, data integration, regulatory intelligence, automated validations, business process automation and compliance dashboards. The aggregate drives the highest levels of operational efficiency and enables our clients to cost-effectively comply with regulations and continuously mitigate risk.

Trusted by the nation’s top financial services firms, RegEd’s proven, holistic approach to RegTech meets firms where they are on the compliance and risk management continuum, scaling as their needs evolve and amplifying the value proposition delivered to clients. For more information, please visit

Leave a Reply

Scroll to top