The new course will inform producers of their obligations under the regulation to act in the best interest of clients when recommending annuities or life insurance transactions Raleigh, NC, May 13, 2019 (GLOBE NEWSWIRE) — RegEd, the leading provider of Compliance Education and Product Training solutions for the financial services industry, has announced a partnership with the Insured Retirement Institute (IRI) to deliver a course to help meet New York Regulation 187 requirements. The course, NY Reg 187: Suitability and Best Interest of Clients in Life Insurance and Annuity Transactions, informs producers of their obligations under New York Regulation 187 […]
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RegEd Named CE Quality Partner by CFP Board
RegEd has been named a “CFP Board CE Quality Partner” after successfully meeting criteria established by Certified Financial Planner Board of Standards Inc. (CFP Board). As a CE Quality Partner, RegEd has demonstrated a commitment to developing continuing education (“CE”) programs that meet a high set of standards outlined by CFP Board. To achieve and maintain status as a CE Quality Partner, RegEd agreed to have a random number of self-study and live programs reviewed against a rigorous evaluation rubric developed by CFP Board’s Council on Education. RegEd is now one of only nine CE Sponsors listed on CFP Board’s […]
Continue readingMore TagRegEd Selected as Best in Class Solution for 1st Global’s Enterprise Empowerment Initiative
RegEd, the leading provider of enterprise Compliance Management, Licensing and Registration and Compliance Education solutions, has announced a partnership with 1st Global, an independent wealth management partner to exceptional CPA firms, to be a part of the company’s Enterprise Empowerment Initiative (EEI). 1st Global recently announced a firm-wide overhaul of its technology infrastructure and RegEd solutions will serve as a key component for the initiative and drive efficiency across a range of critical business processes. After an extensive due diligence process, 1st Global selected RegEd to manage advertising compliance, registration renewal, firm element training, outside business activities reconciliation, personal securities […]
Continue readingMore TagRegEd Announces Partnership With IRI on Training to Help Industry Professionals Comply With the DOL Fiduciary Rule
RegEd, the leading provider of Compliance Education and Product Training solutions for the financial services industry, has announced a partnership with the Insured Retirement Institute (IRI) to offer a series of courses for financial professionals and home office personnel as part of a new training initiative. The modules will enable firms in the securities and insurance industries to effectively train employees on the new and changed standards that have been the product of the DOL fiduciary rule. “Firms must be equipped to prepare their employees and partners to comply with fiduciary rule requirements,” commented John M. Schobel, Chief Executive Officer […]
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