Enterprise solutions for managing compliance obligations associated with conflicts of interest, advertising review, branch audits, and licensing and registration will be showcased at the event. RegEd, the leading provider of compliance technology solutions to the financial services industry, is pleased to announce its participation in the 2019 National Society of Compliance Professionals (NSCP) National Conference in Baltimore, MD, on October 21-23, 2019. The NSCP National Conference offers more than 80 sessions, covering topics that are relevant to investment advisers, broker-dealers, private funds and investment companies, and has been recognized as one of the most comprehensive educational offerings within the securities […]
Continue readingMore TagRegEd to Showcase Enterprise Compliance Management Solutions at AICP Annual Conference 2019
The event will bring together senior insurance compliance professionals, regulators and industry thought leaders to discuss key issues facing the industry. RegEd, the leading provider of compliance technology solutions to insurance companies, broker-dealers and other financial services firms, is pleased to announce its participation in the Association of Insurance Compliance Professionals’ (AICP) Annual Conference 2019 in Denver, CO, Sept. 22-25, 2019. The 32nd AICP Annual Conference will host hundreds insurance compliance professionals from Property and Casualty and Life and Health companies. The program will offer regulator roundtables and more than 70 educational sessions including the evolving regulatory environment, fiduciary standards, […]
Continue readingMore TagRegEd Compliance Thought Leaders to Participate in 30th Annual SILA National Education Conference
RegEd subject matter experts will contribute to multiple conference sessions and will be considered for awards in recognition of leadership and service to the Industry. RegEd, the leading provider of compliance technology solutions to the financial services industry, including Xchange, the market-leading Enterprise Licensing and Registration solution, will participate in the 2019 SILA National Education Conference in San Diego, CA on Sept. 15-18, 2019. The conference will provide more than 40 substantive sessions and an educational forum for attendees to address current industry challenges, discuss licensing and registration best practices, and build their overall compliance knowledge. A number of RegEd […]
Continue readingMore TagRegEd to Showcase Enterprise Compliance Solutions at the CEFLI Annual Conference & Compliance Leadership Forum
Attendees will have the opportunity to learn how RegEd enables clients to proactively manage their compliance programs to improve efficiency and reduce risk. RegEd, the leading provider of compliance technology to the financial services industry, is pleased to announce its participation at the 2019 CEFLI Annual Conference & Compliance Leadership Forum, held September 11-13 in Nashville, TN. RegEd representatives will be onsite during the conference to speak with attendees about enterprise solutions for managing regulatory change, consumer complaints, and market conduct examinations: Regulatory Change Management. Facilitates a workflow-enabled, closed loop process that provides insurers with everything they need to be […]
Continue readingMore TagState of Employee Conduct Management and Policy Governance
JOIN US: We’d like to invite senior compliance, risk and ethics officers at large banks and financial services firms to an upcoming roundtable to discuss best practices in employee conduct management and policy governance. These informative, free events will be hosted by internationally renowned GRC expert Michael Rasmussen. Register for an event near you: New York City | Thursday, September 19 | 3:00 PM – 6:00 PM EDT | Register Now Charlotte, NC | Tuesday, October 8 | 3:00 PM – 6:00 PM EDT | Register Now Leading the way for change: Creating a culture of compliance Upholding ethical standards […]
Continue readingMore TagCelent Recognizes RegEd with 2019 XCelent Customer Base Award
Award identifies RegEd’s Xchange as the leading solution in the distribution management space. RegEd, the leading provider of compliance technology to insurance companies, broker-dealers and banks, today announced that Celent, a leading research and consulting firm, has awarded RegEd the 2019 XCelent Customer Base Award for its market-leading Enterprise Licensing and Registration solution, Xchange. The findings were published in the Celent Distribution Management System Vendors – North America report. The XCelent Awards aim to assist financial institutions and technology providers in staying well-informed on industry trends by providing in-depth research and evaluation of the vendor marketplace and recognizing providers who […]
Continue readingMore TagRegEd to Sponsor ACLI Compliance & Legal Sections Annual Meeting
Attendees will also have the opportunity to learn how RegEd enables clients to proactively manage their compliance programs to improve efficiency and reduce risk. RegEd, the leading provider of compliance technology to the financial services industry, will be a supporting partner sponsor at the upcoming ACLI Compliance & Legal Sections Annual Meeting 2019, held July 15-17 in Fort Lauderdale, FL. RegEd representatives will be onsite during the conference to speak with attendees about enterprise solutions for managing regulatory change, consumer complaints, and market conduct examinations: Regulatory Change Management. Facilitates a workflow-enabled, closed loop process that provides insurers with everything they […]
Continue readingMore TagRegEd to Showcase Enterprise Compliance Solutions for the Banking Industry at the ABA Regulatory Compliance Conference 2019
Solutions for managing employee code of conduct, regulatory relations and exams, policies and procedures, audits and other core compliance processes will be showcased at the event Raleigh, NC, May 24, 2019 – RegEd, the leading provider of compliance technology to banks, broker-dealers and insurance companies, is pleased to announce its participation in the American Bankers Association Regulatory Compliance Conference 2019. The event will be held June 9-12 in New Orleans, LA. RegEd will feature solutions that address critical compliance challenges for the banking industry, including key areas of regulator focus. “Banks must navigate economic headwinds, regulatory uncertainty and an increasingly […]
Continue readingMore TagRegEd to Host NAIC Market Regulation Webinar for Compliance, Legal and Risk Management Professionals in the Insurance Industry
Educational Webinar Delivers Insight on Current Market Regulation Initiatives Raleigh, NC, May 23, 2019 (GLOBE NEWSWIRE) — RegEd, the leading provider of compliance and risk management technology to the insurance and financial services industries will host a webinar “NAIC Update and Important Trends in Insurance Company Market Conduct” on May 30, 2019. The session will be led by Randy A. Helder, Assistant Director of Market Regulation, National Association of Insurance Commissioners (NAIC). Attendees will include executives and senior managers from Compliance, Legal and Risk Management across the insurance industry. The webinar will provide attendees with insight into current NAIC Market […]
Continue readingMore TagRegEd to Participate in Annual NAIC/NIPR Insurance Summit 2019
RegEd will showcase enterprise solutions for contracting/onboarding, appointment processing and credentialing management at the event Raleigh, NC, May 22, 2019 – RegEd, the leading provider of compliance and credentialing solutions to the financial services industry, will showcase enterprise licensing, appointment and registration solutions at the upcoming Insurance Summit 2019. The event, to be held June 3-7 in Kansas City, is presented jointly by the National Association of Insurance Commissioners (NAIC) and National Insurance Producer Registry (NIPR). The Insurance Summit combines NAIC and NIPR resources in a premier conference for insurance professionals to explore the future of insurance regulation. The conference […]
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