The conference agenda featured sessions united around best practices to tackle pressing challenges in today’s demanding business and regulatory environment.
RegEd, the leading provider of compliance technology solutions to the financial services industry, hosted its tenth annual RegEd Compliance Alliance (RCA) Client Conference in Fort Lauderdale, FL on April 3rd – 5th, 2023.
Compliance, licensing and registration, and operations professionals from the nation’s leading financial services firms gathered at the conference to share best practices, build critical knowledge across a range of topics, and interact with regulators and industry experts. The conference included substantive sessions, panel discussions and expert presentations on industry hot topics and the most recent regulatory developments. Regulators and notable compliance and operations experts were in attendance and led a number of conference sessions.
The keynote address was delivered by David Brown, managing editor and anchor of the daily statewide public radio news hour “Texas Standard”, based at Austin NPR affiliate KUT-FM. Brown is the host of the hit podcast “Business Wars” from Wondery, author of “The Art of Business Wars,” and a veteran public radio journalist for more than three decades.
Other conference program highlights included:
- The latest on FINRA, SEC, and State Securities Enforcement Trends
- Updates from NAIC and NIPR
- Branch Inspections: Regulatory Developments and Best Practices
- Insurance and Securities Regulatory Updates
- Advanced Automation in Advertising Compliance Review
- Effectively Managing Regulatory Change in an Evolving Regulatory Landscape
For more details about the RegEd Compliance Alliance (RCA) conference or information on RegEd’s compliance management, licensing and registration, and product education solutions, visit www.reged.com.
RegEd is a leading provider of RegTech enterprise solutions that address Advertising Review, Conflicts of Interest, Audit Management, Compliance Disclosures, Regulatory Change Management, Onboarding, Licensing and Registration, and more. RegEd works with hundreds of enterprise clients, including 80% of the top 25 financial services firms.
Established in 2000 by former regulators, the company is recognized for continuous regulatory technology innovation with enterprise-grade solutions hallmarked by workflow-directed processes, data integration, regulatory intelligence, automated validations, business process automation, and compliance dashboards. The aggregate drives the highest levels of operational efficiency and enables clients to cost-effectively comply with regulations and continuously mitigate risk.
Trusted by the nation’s top financial services firms, RegEd’s proven, holistic approach to RegTech meets firms where they are on the compliance and risk management continuum, scaling as their needs evolve and transforming the value proposition that compliance delivers. For more information, please visit https://www.reged.com.