Attendees will have the opportunity to learn about the industry’s leading enterprise advertising compliance review solution, powered by advanced capabilities that integrate AI technology to drive speed to market and reduce risk.
RegEd, the leading provider of compliance technology solutions to insurance companies, broker-dealers and other financial services firms, is pleased to announce its participation at the FINRA Advertising Regulation Conference in Washington, DC, Oct. 20-21, 2022.
FINRA’s Advertising Regulation Conference offers a comprehensive agenda designed for new and experienced communications compliance professionals. Industry and regulatory speakers gather at the conference to facilitate interactive, forward-looking discussions on current practices, policies, priorities and rulemaking. The conference provides practical guidelines for complying with advertising rules and regulations for communications with the public in accordance with communication rules such as FINRA Rule 2210, and other customer communications regulation.
During the conference, RegEd representatives will highlight the company’s Enterprise Advertising Review solution. With RegEd’s Advertising Review, advanced technologies integrate artificial intelligence to streamline and automate the end-to-end process for marketing and advertising communication submission, review, collaboration and approval, speeding time to market for review items.
RegEd representatives will be on-site to meet with conference attendees to understand their compliance challenges and discuss solutions that enable firms to meet compliance requirements and proactively manage their compliance program. The RegEd conference exhibit will be located at booth #6 and #7 in the conference’s main exhibitor hall at The Capital Hilton.
Schedule a consultation to learn more about how RegEd’s fit-for-purpose enterprise compliance solutions enable firms to gain the effective oversight that they need to ensure that compliance obligations are fulfilled, compliance gaps are readily identified and remediated, and strong audit trails that demonstrate compliance are captured and memorialized.
RegEd is the market-leading provider of RegTech enterprise solutions with relationships with more than 200 enterprise clients, including 80% of the top 25 financial services firms.
Established in 2000 by former regulators, the company is recognized for continuous regulatory technology innovation with solutions hallmarked by workflow-directed processes, data integration, regulatory intelligence, automated validations, business process automation, and compliance dashboards. The aggregate drives the highest levels of operational efficiency and enables our clients to cost-effectively comply with regulations and continuously mitigate risk.
Trusted by the nation’s top financial services firms, RegEd’s proven, holistic approach to RegTech meets firms where they are on the compliance and risk management continuum, scaling as their needs evolve and amplifying the value proposition delivered to clients. For more information, please schedule a consultation.