RegEd to Feature Enterprise Compliance Solutions for the Banking Industry at the ABA Regulatory Compliance Conference 2017
RegEd, the leading provider of compliance technology to banks, broker-dealers and insurance companies, is pleased to announce its participation in the American Bankers Association Regulatory Compliance Conference 2017. The event will be held June 11-14 in Orlando, FL. RegEd will feature solutions that address critical compliance challenges for the banking industry, including key areas of regulator focus.
“Banks must navigate economic headwinds, regulatory uncertainty and an increasingly unforgiving enforcement environment placing them under pressure to drive operational efficiency and install effective compliance oversight,” commented Debra Freitag, RegEd Chief Strategy Officer. “RegEd has partnered with leading banks to meet critical compliance challenges with highly customized solutions that drive efficiency and support a culture of compliance.”
During the conference, RegEd representatives will highlight these and other solutions for the banking industry:
Advertising Review Management: Streamlines the end-to-end process for advertising and customer communication submission, review, collaboration and approval, speeding time to market for review items.
Branch Audit Management: Enables banks to fully plan, schedule, conduct, resolve and report on bank branch audits. The solution is fully configurable to reflect the bank’s specific organizational hierarchy and business processes.
Employee Conflicts of Interest Management: Including Gifts and Gratuities, Outside Business Activities, Personal Securities Accounts, and Political Contributions. Capture full audit trails of requests, approvals, exceptions, attestations and documentation.
Policies and Procedures Management: Enables administration and oversight of the bank’s policies and procedures, including approval, distribution, attestation management and testing program management.
Regulatory Exam Management: Streamline and automate the management of regulatory exams from the receipt of the “first day” letter, across all preparatory activities, through to the final response submitted to the regulator, significantly reducing the time and resource commitment required to support regulatory examinations.
RegEd is exhibiting at the conference and can be located at Booth 332 in the main exhibit hall of the Walt Disney World Dolphin Hotel. For more information about RegEd and its enterprise compliance solutions, please visit www.reged.com.
RegEd is a leading provider of compliance technology solutions with relationships with more than 400 enterprise clients across the financial services industry. Established in 1994 by former regulators, the company is a recognized industry authority and has created the standard of excellence for rule-based and content-driven compliance automation for banks, insurance companies, investment advisors and broker-dealers. RegEd solutions drive new levels of operational efficiency and enable firms to cost-effectively comply with regulations and mitigate risk. For more information, visit www.reged.com.