RegEd to Showcase Enterprise Compliance Solutions at FSI OneVoice Conference
RegEd, the leading provider of compliance technology solutions to broker-dealers and other financial services firms, is pleased to announce its participation in the Financial Services Institute (FSI) OneVoice conference in San Francisco, CA, January 23-25, 2017.
The FSI OneVoice conference is an educational forum for broker-dealer home office executives. This year’s event will offer more than 25 sessions on topics including DOL fiduciary rule compliance, cybersecurity, and managing regulatory change, regulatory exams and policies and procedures. Presenters and panelists include regulators, senior executives from leading financial services firms and industry subject matter experts.
During the conference RegEd will showcase a set of enterprise solutions that enable firms to ensure a culture of compliance in today’s rapidly evolving regulatory environment:
SCORE® Advisor Dashboard: Aggregates critical compliance data to present a real-time view of individual rep compliance / credentialing status and requirements.
DOL Fiduciary Rule Compliance Training: Comprehensive curriculum enables firms to effectively train employees and partners on the new and changed standards of the fiduciary rule.
Enterprise Gifts and Entertainment Tracking: Revolutionary expanded capabilities enable global enterprise gifts and entertainment tracking and management, including Concur® integration.
Regulatory Change/Policies and Procedures Management: Delivers actionable regulatory updates and provides tracking of compliance obligations in a closed-loop process. Impacted policies are automatically identified.
John M. Schobel, Chief Executive Officer at RegEd, commented, “In this regulatory climate it is more important than ever that firms have the tools in place to support a robust culture of compliance. We’re pleased to be a sponsor at this year’s FSI OneVoice conference, which will give us the opportunity to meet with our clients and introduce them to solutions that will enable them to effectively manage risk in 2017.”
RegEd representatives will be on-site to meet with conference attendees to understand their compliance challenges and discuss solutions that enable broker-dealers and other financial services firms to meet compliance requirements and proactively manage their compliance program.
The RegEd conference exhibit will be located at booth #120 in the conference’s main exhibitor hall at the Marriot Marquis San Francisco. For more information on RegEd or its attendance at the FSI OneVoice conference, please call 800-334-8322 or email firstname.lastname@example.org.
RegEd, Inc. is a leading provider of compliance technology solutions with relationships with more than 400 enterprise clients, including 80% of the top 25 broker-dealers and top 25 insurance companies. Established in 1994 by former regulators, the company is a recognized industry authority and has created the standard of excellence for rule-based and content-driven compliance automation for insurance companies, investment advisors and broker-dealers. RegEd solutions drive new levels of operational efficiency and enable firms to cost-effectively comply with regulations and mitigate risk.