News Archives

RegEd Appoints Chris Heggelund as Chief Client Officer

RegEd, the market-leading provider of enterprise regulatory compliance solutions to banks, broker-dealers, insurance companies and brokers, is pleased to announce its appointment of Chris Heggelund to the role of Chief Client Officer (CCO). In this role, Heggelund will direct RegEd’s Implementation, Customer Success and ongoing Customer Support functions to drive continuous client satisfaction, and meet and exceed growth objectives. “Chris is an industry veteran who has spent the last twenty years in the InsureTech space, with the last decade building world-class services organizations. He brings a deep understanding of insurance licensing and securities regulation, technology and customer success best practices […]

RegEd Completes Acquisition of ComplianceMAX and FIRE Continuing Education businesses from National Regulatory Services (NRS)

Acquisition expands RegEd’s market presence with broker-dealers, insurance companies and investment advisors. RegEd, the leading provider of compliance, education, training and regulatory management solutions and services for insurance companies, broker-dealers, banks, and other financial services companies, today announced that it has completed the acquisition of ComplianceMAX and FIRE Continuing Education businesses from National Regulatory Services (NRS), a provider of compliance and registration products and services for investment advisers, broker-dealers, hedge funds, investment companies and insurance institutions. These additions will expand RegEd’s capabilities and meet the needs of the broker-dealer industry so they can be compliant with FINRA and SEC rules […]

RegEd and AICP Host Joint Webinar on Best Practices in Regulatory Change Management

The session provided a snapshot of regulation in the financial services industry, including the impact of COVID-19, and outlined hands-on best practices for ensuring effective compliance. RegEd, the leading provider of compliance technology solutions for the financial services industry, recently presented a webinar Regulatory Change Management: The State of Insurance Regulation and Compliance Best Practices in a Pandemic World. The webinar was co-hosted with The Association of Insurance Compliance Professionals (AICP), an organization offering the insurance industry compliance and ethics education, training, and opportunities to engage with industry experts and regulatory authorities. Regulatory Change Management: The State of Insurance Regulation […]

Celent Report on Employee Conduct and Conflicts of Interest in the Financial Services Industry Published

Commissioned by RegEd, the report identifies processes and technology best practices that leading firms employ to reduce risk in today’s environment. RegEd, the market-leading provider of enterprise compliance solutions to banks, broker-dealers insurance companies, and other financial services firms, is pleased to announce the publication of a new analyst report, “Keeping a Grip on Employee Conduct and Conflicts of Interest,” from research and consulting company Celent. The report, authored by Neil Katkov, PhD, Head of Risk and Compliance at Celent, provides an overview of the current landscape surrounding employee conduct and conflicts of interest management, as well as the best […]

RegEd and Essential Edge Compliance Outsourcing Services Announce Joint Webinar on Best Practices in Branch Office Inspection Management

The session will provide a hands-on perspective on effectively conducting branch inspections during COVID-19 and beyond RegEd, the leading provider of compliance technology solutions for the financial services industry, has announced an upcoming webinar that will be co-presented with Essential Edge Compliance Outsourcing Services, a regulatory and compliance/supervision consultancy. The webinar will be held on Thursday December 3 at 12:00PM EST. Attendees will include senior compliance, risk and audit professionals from the nation’s leading financial services firms. Maximizing Value from Your Branch Office Inspections During Covid-19 and Beyond: A Hands-on Perspective Branch office oversight has been significantly impacted by the […]

RegEd Appoints Joe DiAngelo as Executive Vice President of Sales

RegEd, the market-leading provider of enterprise regulatory compliance solutions to banks, broker-dealers, insurance companies and brokers, is pleased to announce its appointment of Joe DiAngelo to the role of Executive Vice President (EVP) of Sales. In this role, DiAngelo will direct RegEd’s enterprise sales development team to exceed growth objectives. “Joe brings extensive knowledge of enterprise software and the financial services industry, in combination with a successful track record of coaching sales executives, to RegEd,” said Glen Jasionowski, Chief Revenue Officer at RegEd. “His proven ability to build extremely successful sales organizations in the compliance management software industry will help […]

RegEd Compliance Thought Leaders Participate in the 2020 SILA National Education Virtual Conference

RegEd subject matter experts contribute to multiple conference sessions and will be considered for awards in recognition of leadership and service to the industry RegEd, the leading provider of compliance technology solutions to the financial services industry, including Xchange, the market-leading Enterprise Licensing and Registration solution, is proud to be a Diamond Level Sponsor of the 2020 SILA National Education Virtual Conference, held from Oct. 1-21, 2020. The conference provides more than 30 substantive sessions and an educational forum for attendees to address current industry challenges, discuss licensing and registration best practices, and build their overall compliance knowledge. A number […]

RegEd Launches Enterprise Solution that Transforms Managing Gifts and Entertainment Compliance for Financial Services

The only for-purpose technology solution to seamlessly manage the request, approval and reconciliation process while simplifying the user experience for employees and supervised persons RegEd, the leading provider of compliance technology solutions for the financial services industry, has released an all-new enterprise solution to address the multitude of requirements associated with gifts, gratuities and contributions management. Gifts, Gratuities and Contributions Management (GGC) leverages RegEd’s powerful platform capabilities to enable comprehensive monitoring, workflow-directed task management, real-time alerts to exceptions, and sophisticated hierarchy management to enable firms to drive efficiency throughout the end-to-end tracking of gifts, entertainment, non-cash compensation and political contributions. “The SEC, […]

A Statement From the RegEd Executive Team

A Statement From the RegEd Executive Team There are times when we must make clear what values we hold and state them clearly, and we feel strongly that this is one of those times. Remaining silent is not an option. RegEd has always stood for diversity, inclusion and equal opportunity for all. Intolerance and discrimination have never had a place in our organization or in our communities. We stand with our colleagues and our communities who are hurting right now and have been hurt for centuries, with those who have been murdered, oppressed, or marginalized because of the color of […]

RegEd Announces Expansion of Enterprise Compliance Platform with Gifts, Gratuities and Contributions Management

The all-new enterprise solution is the industry’s only for-purpose technology for the submission, approval, tracking and reconciliation of gifts, entertainment, non-cash compensation and political contributions. RegEd, the leading provider of compliance technology solutions for the financial services industry, has announced the expansion of its Enterprise Compliance Management platform to address the multitude of requirements associated with gifts, gratuities and contributions management. Gifts, Gratuities and Contributions Management (GGC) leverages RegEd’s powerful platform capabilities to enable comprehensive monitoring, workflow-directed task management, real-time alerts to exceptions, and sophisticated hierarchy management to enable firms to drive efficiency throughout the end-to-end tracking of gifts, entertainment, non-cash compensation […]

1 2 3 … 7 8 9 10 11 12 13 … 15 16 17

Posts navigation