RegEd Compliance Thought Leaders to Participate in 30th Annual SILA National Education Conference

RegEd subject matter experts will contribute to multiple conference sessions and will be considered for awards in recognition of leadership and service to the Industry. RegEd, the leading provider of compliance technology solutions to the financial services industry, including Xchange, the market-leading Enterprise Licensing and Registration solution, will participate in the 2019 SILA National Education Conference in San Diego, CA on Sept. 15-18, 2019. The conference will provide more than 40 substantive sessions and an educational forum for attendees to address current industry challenges, discuss licensing and registration best practices, and build their overall compliance knowledge. A number of RegEd […]

Continue readingMore Tag

RegEd to Showcase Enterprise Compliance Solutions at the CEFLI Annual Conference & Compliance Leadership Forum

Attendees will have the opportunity to learn how RegEd enables clients to proactively manage their compliance programs to improve efficiency and reduce risk. RegEd, the leading provider of compliance technology to the financial services industry, is pleased to announce its participation at the 2019 CEFLI Annual Conference & Compliance Leadership Forum, held September 11-13 in Nashville, TN. RegEd representatives will be onsite during the conference to speak with attendees about enterprise solutions for managing regulatory change, consumer complaints, and market conduct examinations: Regulatory Change Management. Facilitates a workflow-enabled, closed loop process that provides insurers with everything they need to be […]

Continue readingMore Tag

State of Employee Conduct Management and Policy Governance

JOIN US: We’d like to invite senior compliance, risk and ethics officers at large banks and financial services firms to an upcoming roundtable to discuss best practices in employee conduct management and policy governance. These informative, free events will be hosted by internationally renowned GRC expert Michael Rasmussen. Register for an event near you: New York City | Thursday, September 19 | 3:00 PM – 6:00 PM EDT | Register Now Charlotte, NC | Tuesday, October 8 | 3:00 PM – 6:00 PM EDT | Register Now Leading the way for change: Creating a culture of compliance Upholding ethical standards […]

Continue readingMore Tag

Celent Recognizes RegEd with 2019 XCelent Customer Base Award

Award identifies RegEd’s Xchange as the leading solution in the distribution management space. RegEd, the leading provider of compliance technology to insurance companies, broker-dealers and banks, today announced that Celent, a leading research and consulting firm, has awarded RegEd the 2019 XCelent Customer Base Award for its market-leading Enterprise Licensing and Registration solution, Xchange. The findings were published in the Celent Distribution Management System Vendors – North America report. The XCelent Awards aim to assist financial institutions and technology providers in staying well-informed on industry trends by providing in-depth research and evaluation of the vendor marketplace and recognizing providers who […]

Continue readingMore Tag

RegEd to Sponsor ACLI Compliance & Legal Sections Annual Meeting

Attendees will also have the opportunity to learn how RegEd enables clients to proactively manage their compliance programs to improve efficiency and reduce risk. RegEd, the leading provider of compliance technology to the financial services industry, will be a supporting partner sponsor at the upcoming ACLI Compliance & Legal Sections Annual Meeting 2019, held July 15-17 in Fort Lauderdale, FL. RegEd representatives will be onsite during the conference to speak with attendees about enterprise solutions for managing regulatory change, consumer complaints, and market conduct examinations: Regulatory Change Management. Facilitates a workflow-enabled, closed loop process that provides insurers with everything they […]

Continue readingMore Tag

RegEd to Showcase Enterprise Compliance Solutions for the Banking Industry at the ABA Regulatory Compliance Conference 2019

Solutions for managing employee code of conduct, regulatory relations and exams, policies and procedures, audits and other core compliance processes will be showcased at the event Raleigh, NC, May 24, 2019 – RegEd, the leading provider of compliance technology to banks, broker-dealers and insurance companies, is pleased to announce its participation in the American Bankers Association Regulatory Compliance Conference 2019. The event will be held June 9-12 in New Orleans, LA. RegEd will feature solutions that address critical compliance challenges for the banking industry, including key areas of regulator focus. “Banks must navigate economic headwinds, regulatory uncertainty and an increasingly […]

Continue readingMore Tag

RegEd to Host NAIC Market Regulation Webinar for Compliance, Legal and Risk Management Professionals in the Insurance Industry

Educational Webinar Delivers Insight on Current Market Regulation Initiatives Raleigh, NC, May 23, 2019 (GLOBE NEWSWIRE) — RegEd, the leading provider of compliance and risk management technology to the insurance and financial services industries will host a webinar “NAIC Update and Important Trends in Insurance Company Market Conduct” on May 30, 2019. The session will be led by Randy A. Helder, Assistant Director of Market Regulation, National Association of Insurance Commissioners (NAIC). Attendees will include executives and senior managers from Compliance, Legal and Risk Management across the insurance industry. The webinar will provide attendees with insight into current NAIC Market […]

Continue readingMore Tag

RegEd to Participate in Annual NAIC/NIPR Insurance Summit 2019

RegEd will showcase enterprise solutions for contracting/onboarding, appointment processing and credentialing management at the event Raleigh, NC, May 22, 2019 – RegEd, the leading provider of compliance and credentialing solutions to the financial services industry, will showcase enterprise licensing, appointment and registration solutions at the upcoming Insurance Summit 2019. The event, to be held June 3-7 in Kansas City, is presented jointly by the National Association of Insurance Commissioners (NAIC) and National Insurance Producer Registry (NIPR). The Insurance Summit combines NAIC and NIPR resources in a premier conference for insurance professionals to explore the future of insurance regulation. The conference […]

Continue readingMore Tag

RegEd and IRI Announce Partnership to Deliver Training to Help Industry Professionals Comply With New York Regulation 187

The new course will inform producers of their obligations under the regulation to act in the best interest of clients when recommending annuities or life insurance transactions Raleigh, NC, May 13, 2019 (GLOBE NEWSWIRE) — RegEd, the leading provider of Compliance Education and Product Training solutions for the financial services industry, has announced a partnership with the Insured Retirement Institute (IRI) to deliver a course to help meet New York Regulation 187 requirements. The course, NY Reg 187: Suitability and Best Interest of Clients in Life Insurance and Annuity Transactions, informs producers of their obligations under New York Regulation 187 […]

Continue readingMore Tag

RegEd to Showcase Enterprise Platform Solution at 2019 FINRA Annual Conference

Attendees will have the opportunity to learn how RegEd enables clients to efficiently meet compliance and registration obligations while presenting a unified enterprise view of requirements. Raleigh, NC, May 10, 2019 (GLOBE NEWSWIRE) — RegEd, the leading provider of compliance technology solutions to broker-dealers and other financial services firms, is pleased to announce its participation at the 2019 FINRA Annual Conference in Washington, DC, May 15-17, 2019. FINRA’s annual conference provides securities industry practitioners with guidance on regulatory priorities and addresses the compliance and regulatory issues investment advisers and broker-dealers face in today’s evolving industry with interactive forums led by […]

Continue readingMore Tag

Posts navigation

1 2 3 9 10 11 12 13 14 15 16 17
Scroll to top