RegEd to Participate in 2019 FINRA Advertising Regulation Conference and Host Client Advisory Board

Client Advisory Board will provide important forum for RegEd’s enterprise Advertising Review solution product roadmap and future innovation.

RegEd, the leading provider of compliance and risk management technology to broker-dealers and other financial services firms, including the industry-leading Advertising Review solution, announced its participation in the 2019 FINRA Advertising Regulation Conference in Washington, DC, on October 24-25, 2019.

FINRA’s Advertising Regulation Conference provides a forum to learn about practical changes and new developments involving communications rules, and the opportunity to gain guidance on the advertising standards from industry and FINRA experts. The comprehensive agenda is designed for new and experienced advertising professionals. Industry and regulatory speakers will facilitate interactive, forward-looking discussions on current practices, policies, priorities and emerging regulations. This year’s conference also includes opportunities to network with industry peers and meet one-on-one with Advertising Regulation Department staff during office hours and throughout the event.

 “In today’s evolving industry, managing the advertising review, approval and document management processes can present significant challenges for financial services firms,” stated Kevin Goodman, RegEd’s Advertising Review Product Manager. “The process must fully address compliance requirements pursuant to FINRA Rule 2210 and other customer communication regulations, while facilitating a seamless review process that enables all stakeholders to increase the quality and effectiveness of the firm’s marketing communications, while speeding time to market.”

Goodman continued, “The FINRA Advertising Regulation Conference provides an important forum for regulators, industry firms and solution providers, like RegEd, to engage in dialogue about evolving regulation and solving the related compliance and operational challenges.”

Prior to the start of the conference, RegEd will host its Advertising Review Client Advisory Board (CAB).  The CAB will focus on best-practice implementation of recent and upcoming enhancements to RegEd’s Advertising Review Enterprise solution, while providing an important forum for RegEd’s Advertising Review product roadmap and future innovation.

The RegEd booth #9 will be located in the main exhibit hall of the Renaissance Washington, DC Downtown Hotel. For more information on RegEd or its attendance at the 2019 FINRA Advertising Regulation Conference, please call 800-334-8322 or email

About RegEd

RegEd is the market-leading provider of RegTech enterprise solutions with relationships with more than 200 enterprise clients, including 80% of the top 25 financial services firms.

Established in 2000 by former regulators, the company is recognized for continuous regulatory technology innovation with solutions hallmarked by workflow-directed processes, data integration, regulatory intelligence, automated validations, business process automation and compliance dashboards. The aggregate drives the highest levels of operational efficiency and enables our clients to cost-effectively comply with regulations and continuously mitigate risk.

Trusted by the nation’s top financial services firms, RegEd’s proven, holistic approach to RegTech meets firms where they are on the compliance and risk management continuum, scaling as their needs evolve and amplifying the value proposition delivered to clients. For more information, please visit

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