RegEd, the leading provider of compliance technology solutions to broker-dealers and other financial services firms, will be a sponsor and exhibitor at the Financial Services Institute (FSI) OneVoice conference, which will be held in Orlando, Fla., and virtually, from July 26-28.
The FSI OneVoice 2021 conference is an educational forum for independent financial services firm executives. Attendees will learn critical insights on the most important issues affecting their businesses as they move forward in a post-Covid-19 world.
This year’s conference will include general sessions on navigating the recovery, diversity and inclusion, and the future economy. It also will have concurrent sessions on topics related to compliance, supervision, operations, and technology. Presenters and panelists will include regulators, senior executives from leading financial services firms, and industry subject-matter experts.
As an exhibitor and sponsor, RegEd will showcase enterprise solutions that enable firms to ensure a culture of compliance in today’s rapidly evolving regulatory environment.
Branch Audit Management: Enables firms to fully plan, schedule, conduct, resolve and report on branch audits. Streamlines the audit process and improves the efficiency of the firm’s audit program.
Gifts, Gratuities, and Contributions Management: Expanded capabilities enable global enterprise gifts and entertainment tracking and management, including automated contact management, threshold tracking, and automated alerts.
Enterprise Advertising Review: Provides a workflow-driven process to streamline advertising and customer communication submission, review, collaboration, and approval, speeding time to market for review items.
Registration and OBA: Streamlines registration compliance across the enterprise, including end-to-end OBA tracking and reporting. Integrations automate the filing and reconciliation of amendments and background investigations.
RegEd representatives will be available to meet with conference attendees to understand their compliance challenges and discuss solutions that help broker-dealers and other financial services firms to meet compliance requirements and proactively manage their compliance programs.
For more information on RegEd or its attendance at the FSI OneVoice conference, please call 800-334-8322 or email email@example.com.
RegEd is the market-leading provider of RegTech enterprise solutions with relationships with more than 200 enterprise clients, including 80% of the top 25 financial services firms.
Established in 2000 by former regulators, the company is recognized for continuous regulatory technology innovation with solutions hallmarked by workflow-directed processes, data integration, regulatory intelligence, automated validations, business process automation, and compliance dashboards. The aggregate drives the highest levels of operational efficiency and enables our clients to cost-effectively comply with regulations and continuously mitigate risk.
Trusted by the nation’s top financial services firms, RegEd’s proven, holistic approach to RegTech meets firms where they are on the compliance and risk management continuum, scaling as their needs evolve and amplifying the value proposition delivered to clients. For more information, please schedule a consultation.