Thought leaders from RegEd will participate at the upcoming 2021 Association of Registration Management (ARM) Educational Conference, which will be held both in Sarasota, Fla., and virtually, from Oct. 11-13. RegEd is also a sponsor of the annual event.
Attendees of the 2021 ARM Educational Conference, both in-person and virtual, will learn about and discuss issues and developments surrounding the registration and licensing functions for the securities and insurance industries. Attendees will benefit from in-depth educational sessions and hear from representatives at FINRA, NFA, NASAA, and SROs who will inform attendees of the latest changes affecting the industry.
As the largest provider of compliance technology solutions to the financial services industry, RegEd will exhibit its market-leading Enterprise Xchange Licensing and Registration solution as well as its newly launched CLEARXchange product. CLEARXchange provides the only real-time “clear to sell” for producers, which allows them to immediately place compliant business.
Also, Brandi Brown, Senior Vice President of Regulatory Affairs for RegEd, will be a panelist for the IAR Training and Fingerprint Solutions panel, being held Tuesday, Oct. 12 at 8:15AM. Attend this session to hear from Brandi and other subject matter experts on recent changes and best practices.
The agenda for the 2021 ARM Educational Conference also includes sessions on topics such as “FINRA Continuing Education and Qualifications Updates” and “State Regulatory Updates.”
RegEd representatives will be on-site to meet with conference attendees to understand their compliance challenges and discuss significant developments in licensing and registration technology that can help firms improve efficiency and mitigate non-compliance risk.
The RegEd conference exhibit will be in the conference’s main exhibitor hall at The Ritz-Carlton Sarasota. For more information on RegEd or its attendance at the 2021 ARM Educational Conference, please call 800-334-8322 or email firstname.lastname@example.org.
RegEd is the market-leading provider of RegTech enterprise solutions with relationships with more than 200 enterprise clients, including 80% of the top 25 financial services firms.
Established in 2000 by former regulators, the company is recognized for continuous regulatory technology innovation with solutions hallmarked by workflow-directed processes, data integration, regulatory intelligence, automated validations, business process automation, and compliance dashboards. The aggregate drives the highest levels of operational efficiency and enables our clients to cost-effectively comply with regulations and continuously mitigate risk.
Trusted by the nation’s top financial services firms, RegEd’s proven, holistic approach to RegTech meets firms where they are on the compliance and risk management continuum, scaling as their needs evolve and amplifying the value proposition delivered to clients. For more information, please schedule a consultation.