New pre-review capability, RegEd PreCheckSM powered by Eddie AI, helps broker-dealers identify compliance risk and improve content quality before formal compliance review begins. RegEd, the leading provider of compliance solutions for financial services firms, today announced the launch of AI Compliance PreCheck for Broker-Dealers, a new capability within its AI-Powered Advertising Review solution. By embedding AI-driven compliance intelligence earlier in the advertising content lifecycle, AI Compliance PreCheck enables firms to quickly identify potentially problematic language, validate required disclosures, and receive AI-driven revision suggestions before materials are formally submitted for compliance review. As regulatory expectations continue to evolve and marketing teams move faster across digital channels, broker-dealers face growing pressure to balance speed-to-market with consistent compliance oversight. In this […]
Continue readingMore TagMonth: March 2026
RegEd to Exhibit Adjuster Licensing and CE Solutions at the PLRB Claims Conference & Insurance Services Expo
RegEd, a leading provider of compliance and regulatory technology solutions for the financial services industry, today announced it will exhibit at the PLRB Claims Conference & Insurance Services Expo, taking place March 22–25, 2026 in National Harbor, Maryland. Attendees can visit RegEd at Booth #435 to learn how its integrated compliance technology platform helps insurers strengthen regulatory oversight, streamline operational processes, and reduce compliance risk. The PLRB Claims Conference is one of the insurance industry’s largest educational events, bringing together claims professionals, legal experts, and service providers to explore emerging risks, regulatory developments, and innovations shaping the future of insurance operations. At the […]
Continue readingMore TagRegEd to Exhibit at the 2026 Investment Adviser Compliance Conference Hosted by the Investment Adviser Association
RegEd, a leading provider of compliance technology solutions for financial services firms, announced today that it will be a proud exhibitor at the Investment Adviser Compliance Conference, hosted by the Investment Adviser Association, taking place March 18–20, 2026, in Washington, D.C. The annual conference brings together hundreds of compliance professionals, legal experts, regulators, and industry leaders from across the investment adviser community to discuss the evolving regulatory landscape and share practical strategies for maintaining effective compliance programs. The event features sessions led by SEC officials, industry professionals, and legal experts, offering attendees the latest insights on regulatory developments and compliance best practices. At the conference, RegEd will exhibit at booth #2 and showcase its […]
Continue readingMore TagIntroducing Submission Search: Faster, Smarter, Audit-Ready Insight Across All OBA Requests
In today’s environment of higher scrutiny, tighter timelines, and growing supervisory obligations and expectations, firms need better visibility and faster access to the full story behind both recent and historical OBA requests. That’s why RegEd is introducing Submission Search – a powerful new way to search across all OBA submissions. Built directly from our client feedback, it’s one of several major enhancements on our product roadmap designed to strengthen oversight, improve productivity, and support repeatable, defensible compliance decisions. The Industry Problem: Compliance Teams Need Answers Fast Whether responding to a regulatory inquiry, reviewing potential conflicts, or ensuring consistency in decision-making, compliance teams face a common set of challenges: RegEd’s OBA solution provides a centralized way to […]
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