RegEd, a leading provider of compliance technology solutions for financial services firms, announced today that it will be a proud exhibitor at the Investment Adviser Compliance Conference, hosted by the Investment Adviser Association, taking place March 18–20, 2026, in Washington, D.C.
The annual conference brings together hundreds of compliance professionals, legal experts, regulators, and industry leaders from across the investment adviser community to discuss the evolving regulatory landscape and share practical strategies for maintaining effective compliance programs. The event features sessions led by SEC officials, industry professionals, and legal experts, offering attendees the latest insights on regulatory developments and compliance best practices.
At the conference, RegEd will exhibit at booth #2 and showcase its comprehensive suite of compliance technology solutions designed to help firms strengthen oversight, streamline regulatory processes, and reduce operational risk. RegEd solutions are fit-for-purpose to support Registered Investment Advisers across key compliance areas including:
- IAR CE – RegEd is an approved Prometric provider of Investment Adviser Representative Continuing Education (IAR CE) courses, helping firms meet NASAA model rule requirements while streamlining CE administration and tracking for registered representatives.
- AI-Powered Advertising Review – Leverages AI and automation to accelerate review cycles, reduce compliance risk, and support faster time-to-market.
- Conflicts of Interest – Helps firms proactively identify, monitor, and remediate potential conflicts across their registered populations.
- Form ADV Part 2B – Streamlines the creation, delivery, and tracking of ADV Part 2B brochures through automated workflows integrated with representative data maintained by RegEd and/or FINRA.
- Policies & Procedures Management – Providing centralized governance for policies and procedures through their full lifecycle.
“We’re excited to participate in the IAA Compliance Conference and connect with investment adviser compliance leaders who are navigating increasingly complex regulatory expectations,” said Adam Schaub, Vice President of Platform Product Management at RegEd. “RegEd is committed to helping firms modernize their compliance operations through technology that enhances visibility, efficiency, and confidence in regulatory readiness.”
The Investment Adviser Compliance Conference is recognized as one of the premier compliance events for the investment adviser industry, providing attendees with timely regulatory insights, peer networking opportunities, and practical guidance to strengthen firm compliance programs.
For more information about RegEd or its participation in the 2026 Investment Adviser Compliance Conference, visit www.reged.com, call 800-334-8322, or email sales@reged.com.
About RegEd
RegEd is the market-leading provider of RegTech enterprise solutions with relationships with more than 200 enterprise clients that represent more than 35 of the top 50 insurance companies.
Established in 2000 by former regulators, the company is recognized for continuous regulatory technology innovation with solutions hallmarked by workflow-directed processes, data integration, regulatory intelligence, automated validations, business process automation and compliance dashboards. The aggregate drives the highest levels of operational efficiency and enables our clients to cost-effectively comply with regulations and continuously mitigate risk.
Trusted by the nation’s top financial services firms, RegEd’s proven, holistic approach to RegTech meets firms where they are on the compliance and risk management continuum, scaling as their needs evolve and amplifying the value proposition delivered to clients. For more information, please visit www.reged.com.