March 2025

SEC Issues New Guidance on IA Marketing Rule: Key Takeaways for Compliance and Marketing Teams

On March 20, 2025, the U.S. Securities and Exchange Commission (SEC) issued additional guidance on its Investment Adviser Marketing Rule, clarifying longstanding gray areas that have challenged compliance teams and marketing departments alike. While the new FAQs provide helpful interpretations, they may also necessitate revisions to existing advertising materials, especially for firms promoting performance metrics. Key Highlights of the New SEC Guidance The Marketing Rule, originally adopted in 2020, has transformed the landscape for investment adviser advertising, consolidating decades-old advertising regulations into a modernized framework. Yet, some provisions remained open to interpretation. The SEC’s latest guidance specifically addresses how advisers […]

RegEd to Spotlight AI-Driven Advertising Compliance Solutions as Platinum Sponsor at 2025 IAdCA Conference

RegEd, the leading provider of compliance technology solutions to the financial services industry, is proud to announce its platinum-level sponsorship at the 2025 Insurance Advertising Compliance Association (IAdCA) Conference, scheduled for April 2-4 in Charleston, SC. RegEd will present cutting-edge advancements in AI and advertising compliance during a special 15-minute demonstration on Thursday, April 3. Mark Mashewke, Principal Product Manager at RegEd, will lead the session, titled “AI and Advanced Technologies: Revolutionizing Advertising Compliance and Accelerating Market Readiness.” Mashewske will demonstrate how RegEd’s solutions leverage AI and advanced workflow automation to streamline the advertising compliance review process and accelerate time-to-market. […]

RegEd Webinar with Datos Insights to Spotlight Distribution & Compensation Management Trends in the Insurance Industry

Panelists will address modernization strategies and technology investments shaping the future of producer management RegEd, the leader in enterprise compliance and regulatory technology solutions, is partnering with Datos Insights to present a timely and insightful webinar, “The Future of Distribution & Compensation Management – Key Trends and Strategies.” The event will explore the rapidly evolving landscape of producer management, the increasing need for modernization, and how carriers can stay ahead by leveraging the latest technology solutions. As insurers navigate a shifting workforce demographic, the demand for streamlined onboarding, licensing, and compensation systems has never been greater. With 64% of carriers […]

RegEd to Showcase Industry-Leading Compliance Solutions at the 2025 IRI Annual Conference

RegEd Thought Leaders to Present on Enabling Real-Time “Clear to Sell” in a Dynamic Compliance Environment RegEd, the leading provider of compliance and credentialing solutions to the financial services industry, will be a sponsor and exhibitor at the 2025 IRI Annual Conference, taking place March 26-28 at the JW Marriott Tampa. RegEd will exhibit at Booth #3, where attendees can learn how the company’s enterprise solutions streamline compliance and empower insurers to accelerate producer onboarding and sales readiness. The IRI Annual Conference convenes leaders from across the insured retirement industry, offering key insights into regulatory developments, technology advancements, and best […]

RegEd Expands AI Capabilities with Launch of New AI-Powered Media Transcription for Advertising Compliance Review

New capability streamlines the compliance review process for multi-media content, enhancing efficiency, accuracy and time-to market for sales and marketing materials. RegEd, the leading provider of compliance solutions for financial services firms, today announced the launch of media transcription capabilities within its AI-powered advertising review solution. This new feature enables firms to seamlessly review multimedia content—such as videos, webinars, and podcasts—by automatically transcribing audio and video files and applying AI-enabled compliance analysis as part of a seamless, fully integrated workflow. As firms increasingly leverage digital media to engage clients, regulatory expectations for compliance oversight remain stringent and continue to evolve. […]

RegEd Welcomes Evan Cox as Chief Technology Officer to Drive Technology Innovation and Client Success

RegEd, the market-leading provider of enterprise compliance solutions for insurance companies and financial services firms, is thrilled to announce the appointment of Evan Cox as Chief Technology Officer (CTO). With more than two decades of experience in technology leadership, Cox will spearhead RegEd’s technology strategy—advancing security, reliability, and platform modernization to ensure continued innovation and superior client outcomes. As CTO, Cox will focus on enhancing RegEd’s cloud-based SaaS architecture, modernizing APIs and software development processes, expanding deployment options, and fortifying cybersecurity and compliance measures. His leadership will be instrumental in strengthening RegEd’s cutting-edge compliance and credentialing technology, ensuring clients receive […]