RegEd to Join Industry Leaders in San Diego for Thought-Provoking Discussions on the Future of Independent Financial Services Firms RegEd, the leading provider of compliance technology solutions for broker-dealers and other financial services firms, is proud to serve as an Associate Sponsor of the Financial Services Institute (FSI) OneVoice 2026 Conference, taking place February 2–4, 2026, at the Sheraton San Diego Resort in San Diego, California. OneVoice is the annual in-person gathering for independent financial services firm executives, designed to help industry leaders stay ahead of change, gain strategic insights, and collaborate in shaping the future of the profession. This year’s conference theme centers on finding clarity […]
Continue readingMore TagAuthor: Madelyn Matthews
Madelyn Matthews is the Sr. Marketing Specialist at RegEd.
RegEd’s Advertising Compliance Solution Surpasses 8 Million Submissions
Through continuous innovation and AI-powered automation, the solution continues to set the standard for marketing and advertising compliance in the financial services industry RegEd, a leading provider of compliance solutions for financial services firms, has reached a major new milestone: Enterprise Advertising Review has now surpassed 8 million submissions, representing more than 15 million review decisions and nearly 17 million submitted review items. This achievement underscores RegEd’s unmatched ability to streamline advertising compliance at scale, powered by advanced technology and AI-driven automation. The solution’s continued high-growth adoption reflects RegEd’s commitment to exceeding the evolving needs of the financial services industry, from mid-sized firms to enterprise organizations with the highest submission volumes. Today, RegEd’s solution serves six of the […]
Continue readingMore TagRegEd to Exhibit Enterprise Compliance Solutions at 2025 NSCP National Conference
The industry leader will highlight AI innovation and a comprehensive suite of compliance solutions for financial services firms RegEd, the leading provider of regulatory technology solutions to the financial services industry, is a proud Platinum Member Ally and exhibitor of the 2025 National Society of Compliance Professionals (NSCP) National Conference, taking place October 26-29 in Orlando, FL. Visit RegEd at Demo Stand #11 in the main exhibit hall to connect with the team and experience hands-on demonstrations of the company’s industry-leading solutions. The annual NSCP National Conference is recognized as one of the most comprehensive educational offerings for compliance professionals […]
Continue readingMore TagRegEd to Sponsor and Share Expert Insights at the 2025 SILA National Education Conference
The industry leader will showcase innovations in producer management technology and services, while thought leaders will contribute to multiple conference sessions RegEd, a leading provider of producer management and compliance solutions for the insurance and securities industries, is proud to announce its role as a Diamond Sponsor and exhibitor at the 2025 SILA National Education Conference, taking place October 26-29 in New Orleans, LA. RegEd subject matter experts will be actively engaged throughout the conference, sharing insights on regulatory compliance, producer management, and licensing operational excellence. Featured Session: “Producer Management & Compliance: 2025 State of the Industry Insights” RegEd will lead […]
Continue readingMore TagRegEd Recognized in InvestmentNews 5-Star Technology Awards for Innovation in Wealth Management Solutions
The industry leader’s AI-Powered Advertising Review solution earns distinction for advancing marketing compliance through automation and continuous innovation RegEd, a leading provider of compliance and technology solutions for the financial services industry, has been named to the InvestmentNews 5-Star Technology Report, recognizing the company’s innovative solutions that help wealth management firms navigate complex compliance and operational challenges. The InvestmentNews 5-Star Technology Awards recognize technology service providers across the United States, assessing how solutions address industry-specific challenges, differentiate themselves in the marketplace, and deliver measurable value to financial advisors and firms. Winners are selected through a rigorous evaluation conducted by InvestmentNews’ […]
Continue readingMore TagRegEd Honored with Multiple SILA Award Nominations, Showcasing Industry Leadership in Licensing and Compliance
Two RegEd compliance experts have received nominations for advancing industry education, while RegEd has been nominated for the SILA Organization of the Year Award. RegEd, a leading provider of compliance technology solutions for the insurance and securities industries, today announced its 2025 nominations from the Securities & Insurance Licensing Association (SILA). These nominations highlight RegEd’s continued commitment to advancing licensing and registration practices in the financial services industry and underscore the company’s leadership and active participation in the SILA community. SILA’s awards program recognizes exceptional contributions from both individuals and organizations, as nominated by peers, with winners to be announced […]
Continue readingMore TagRegEd to Participate in 2025 AICP Annual Conference
RegEd will highlight enterprise compliance solutions that enable insurers to strengthen oversight, streamline processes, and stay ahead of evolving regulatory demands. RegEd, a leader in compliance management and regulatory technology, is pleased to announce that they are a supporting partner and participant in the 2025 Association of Insurance Compliance Professionals (AICP) Annual Conference, to be held October 19-22, 2025, at the Baltimore Waterfront in Baltimore, Maryland. The AICP Annual Conference is the premier event for insurance compliance professionals, regulators, and service providers. Each year, it brings together hundreds of attendees for four days of educational sessions, regulator roundtables, and networking […]
Continue readingMore TagRegEd to Showcase Next-Generation Producer Management Technology at the 2025 InsureTech Connect Conference
A joint thought leadership session presented with NIPR will explore the future of producer licensing and how the organizations work together to serve the industry RegEd, the leading provider of compliance technology solutions to the insurance and financial services industry, is proud to be a Gold Sponsor at the 2025 InsureTech Connect (ITC) Conference, taking place October 14–16, 2025, at the Mandalay Bay Convention Center in Las Vegas, Nevada. Attendees can visit RegEd at Booth #654 to explore the latest advancements in producer licensing, compliance automation, and enterprise regulatory technology. ITC Vegas, the premier global event for the insuretech sector, […]
Continue readingMore TagRegEd to Exhibit at the 2025 ARM Annual Conference in New Orleans
RegEd, the leading provider of licensing and registration technology solutions to the financial services industry, is pleased to announce its participation in the upcoming 2025 Association of Registration Management (ARM) Annual Conference. The conference will take place from June 1-4, 2025, in New Orleans, LA. The ARM Annual Conference is renowned for bringing together industry leaders to explore advancements and challenges in registration and licensing functions within the securities and insurance sectors. Attendees can expect in-depth educational sessions featuring key insights from regulators such as FINRA, NFA, NASAA, and other industry experts. At the event, RegEd will showcase its industry-leading […]
Continue readingMore TagRegEd Launches RIA Compliance Control Center to Streamline Oversight for Registered Investment Advisers
All-in-one solution centralizes and automates compliance across key regulatory obligations, enabling greater efficiency and risk mitigation for RIAs RegEd, the leading provider of compliance and credentialing solutions for the financial services industry, has announced the launch of the RIA Compliance Control CenterSM, a purpose-built solution that enables registered investment advisers (RIAs) to streamline supervision and enhance oversight across the full spectrum of compliance activities. With increasing regulatory complexity and resource constraints, RIAs face mounting pressure to manage compliance obligations more efficiently while maintaining rigorous oversight. RegEd’s RIA Compliance Control Center empowers firms to meet these challenges head-on with a centralized, […]
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