Madelyn Matthews, Author at RegEd.com

RegEd Advances Next-Generation AI Capabilities of Its Industry-Leading Advertising Compliance Review Solution

Version 3.0 of RegEd’s proprietary AI model sets a new industry standard for accuracy, security, and innovation in compliance technology RegEd, the leading provider of compliance solutions for the financial services industry, today announced the release of Version 3.0 of the proprietary AI model that powers its Advertising Review solution. This marks a significant milestone in the evolution of RegEd’s Submission Intelligence suite of capabilities and underscores the company’s leadership in enterprise-grade, AI-enabled compliance technology. Less than a year after being the first to deliver enterprise-ready AI for advertising compliance, RegEd has introduced its third-generation model, setting a new benchmark […]

RegEd to Showcase Enterprise Compliance Solutions at 2025 FINRA Annual Conference

Attendees Will Gain Insight Into the Future of Compliance Technology at the Industry’s Premier Regulatory Event RegEd, the leading provider of compliance and regulatory technology solutions for broker-dealers and financial services firms, is pleased to announce its participation in the 2025 FINRA Annual Conference, taking place May 13–15 in Washington, DC. RegEd will exhibit at kiosk #35 in the exhibit hall and host a client reception on Monday, May 12. The FINRA Annual Conference is a cornerstone event for compliance professionals, offering critical updates on regulatory developments and the opportunity to engage directly with FINRA leaders, industry peers, and solution […]

RegEd to Spotlight AI-Driven Advertising Compliance Solutions as Platinum Sponsor at 2025 IAdCA Conference

RegEd, the leading provider of compliance technology solutions to the financial services industry, is proud to announce its platinum-level sponsorship at the 2025 Insurance Advertising Compliance Association (IAdCA) Conference, scheduled for April 2-4 in Charleston, SC. RegEd will present cutting-edge advancements in AI and advertising compliance during a special 15-minute demonstration on Thursday, April 3. Mark Mashewke, Principal Product Manager at RegEd, will lead the session, titled “AI and Advanced Technologies: Revolutionizing Advertising Compliance and Accelerating Market Readiness.” Mashewske will demonstrate how RegEd’s solutions leverage AI and advanced workflow automation to streamline the advertising compliance review process and accelerate time-to-market. […]

RegEd Webinar with Datos Insights to Spotlight Distribution & Compensation Management Trends in the Insurance Industry

Panelists will address modernization strategies and technology investments shaping the future of producer management RegEd, the leader in enterprise compliance and regulatory technology solutions, is partnering with Datos Insights to present a timely and insightful webinar, “The Future of Distribution & Compensation Management – Key Trends and Strategies.” The event will explore the rapidly evolving landscape of producer management, the increasing need for modernization, and how carriers can stay ahead by leveraging the latest technology solutions. As insurers navigate a shifting workforce demographic, the demand for streamlined onboarding, licensing, and compensation systems has never been greater. With 64% of carriers […]

RegEd to Showcase Industry-Leading Compliance Solutions at the 2025 IRI Annual Conference

RegEd Thought Leaders to Present on Enabling Real-Time “Clear to Sell” in a Dynamic Compliance Environment RegEd, the leading provider of compliance and credentialing solutions to the financial services industry, will be a sponsor and exhibitor at the 2025 IRI Annual Conference, taking place March 26-28 at the JW Marriott Tampa. RegEd will exhibit at Booth #3, where attendees can learn how the company’s enterprise solutions streamline compliance and empower insurers to accelerate producer onboarding and sales readiness. The IRI Annual Conference convenes leaders from across the insured retirement industry, offering key insights into regulatory developments, technology advancements, and best […]

RegEd Welcomes Evan Cox as Chief Technology Officer to Drive Technology Innovation and Client Success

RegEd, the market-leading provider of enterprise compliance solutions for insurance companies and financial services firms, is thrilled to announce the appointment of Evan Cox as Chief Technology Officer (CTO). With more than two decades of experience in technology leadership, Cox will spearhead RegEd’s technology strategy—advancing security, reliability, and platform modernization to ensure continued innovation and superior client outcomes. As CTO, Cox will focus on enhancing RegEd’s cloud-based SaaS architecture, modernizing APIs and software development processes, expanding deployment options, and fortifying cybersecurity and compliance measures. His leadership will be instrumental in strengthening RegEd’s cutting-edge compliance and credentialing technology, ensuring clients receive […]

RegEd to Showcase Xchange Producer Management and Real-time Clear-to-Sell Solution at 2025 LIMRA Distribution Conference

RegEd, the leading provider of producer management technology for the insurance and financial services, will showcase its next-generation Xchange Producer Management solution, featuring its industry-first CLEARXchangeSM real-time “clear to sell” capability, at the 2025 LIMRA Distribution Conference. As firms continue to navigate an evolving regulatory landscape, RegEd’s advanced technology enables them to streamline producer onboarding, ensure compliance, and accelerate time to market. RegEd’s Xchange Producer Management automates critical producer lifecycle processes, integrating onboarding, licensing, appointments, and registration into a seamless workflow. The solution’s CLEARXchange module provides real-time validation of producer credentials, ensuring that agents and advisors can place business immediately […]

RegEd Expands its Xchange Solution to Support Canadian Insurance Licensing and Securities Registration Requirements

Partnership with a Fortune 500 Wealth Management Firm Drives the Advancement of the Industry-Leading Licensing & Registration Solution to Support Firms Operating in Both the US and Canada RegEd, the leading provider of regulatory compliance and credentialing solutions for the financial services industry, today announced the expansion of its Xchange Producer Management platform to support insurance licensing and securities registration in Canada. This expansion enables financial services firms to harmonize their US and Canadian licensing and registration processes, leveraging Xchange’s advanced automation to improve efficiency, enhance compliance, and accelerate time-to-market for financial professionals operating across both regions. The move comes […]

RegEd Continues Expansion of Audit Management Capabilities in Support of FINRA’s Remote Inspections Pilot Program

New enhancements empower firms to streamline branch inspections, improve oversight, and ensure compliance—whether they participate in the pilot program or not. RegEd, the leading provider of RegTech enterprise solutions, has announced significant enhancements to its Audit Management solution to support the requirements of FINRA’s Remote Inspections Pilot Program, which began July 1, 2024. These enhancements enable firms to efficiently plan, track, and manage inspections—whether they opt into the pilot program or continue with traditional onsite inspections—while ensuring compliance with FINRA Rule 3110.18. FINRA’s three-year Remote Inspections Pilot Program allows eligible firms to conduct branch office inspections remotely instead of through […]

FINRA Modifies Form U4 Adding New Residential Supervisory Location (RSL) Question and Eliminates Quarterly RSL List Reporting Requirement

FINRA recently released a modified version of Form U4, which now includes a method for broker-dealers (BDs) to indicate if their associates’ Offices of Employment that are located in private residences are designated as Residential Supervisory Locations (RSL). (Please note that the Revision Date of Form U4 still reflects May 2009.) RSLs are private residences from which an associated person engages in supervisory activities. FINRA considers RSLs non-branch locations. As such, they do not need to be inspected annually. Instead, they must be inspected on a regular periodic schedule presumed to be at least every three (3) years. In […]

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