Version 3.0 of RegEd’s proprietary AI model sets a new industry standard for accuracy, security, and innovation in compliance technology RegEd, the leading provider of compliance solutions for the financial services industry, today announced the release of Version 3.0 of the proprietary AI model that powers its Advertising Review solution. This marks a significant milestone in the evolution of RegEd’s Submission Intelligence suite of capabilities and underscores the company’s leadership in enterprise-grade, AI-enabled compliance technology. Less than a year after being the first to deliver enterprise-ready AI for advertising compliance, RegEd has introduced its third-generation model, setting a new benchmark […]
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RegEd to Showcase Enterprise Compliance Solutions at 2025 FINRA Annual Conference
Attendees Will Gain Insight Into the Future of Compliance Technology at the Industry’s Premier Regulatory Event RegEd, the leading provider of compliance and regulatory technology solutions for broker-dealers and financial services firms, is pleased to announce its participation in the 2025 FINRA Annual Conference, taking place May 13–15 in Washington, DC. RegEd will exhibit at kiosk #35 in the exhibit hall and host a client reception on Monday, May 12. The FINRA Annual Conference is a cornerstone event for compliance professionals, offering critical updates on regulatory developments and the opportunity to engage directly with FINRA leaders, industry peers, and solution […]
Continue readingMore TagEssential Edge Compliance Outsourcing Services and RegEd Announce Strategic Partnership to Offer End-To-End Outsourced Solution for Branch Exams
First-of-its-kind collaboration between a leading reg-tech enterprise and a third-party consultant will revolutionize the branch exam landscape Essential Edge Compliance Outsourcing Services, LLC (Essential Edge), which provides third-party outsourced compliance services for broker-dealers and registered investment advisers and RegEd, the leading provider of compliance solutions for financial services firms today announced a partnership that will provide an end-to-end outsourced solution for conducting branch exams. Since its inception in 2005, RegEd’s industry-leading Audit Management solution has enabled in-house audit teams to preempt incidents of operational, regulatory, and reputational risks, while streamlining the branch audit process. Using RegEd’s innovative technology solution, firms […]
Continue readingMore TagRegEd Launches Licensing Essentials, a New Managed Services Solution Tailored to the Needs of Growing Insurance Firms
New outsourcing solution delivers enterprise-grade technology, scalability and compliance expertise to midsized firms via RegEd’s industry-leading managed services model RegEd, the market-leading provider of compliance, licensing, and credentialing solutions to the financial services industry, today announced the launch of RegEd Managed Services Licensing Essentials, a turnkey outsourced solution designed to meet the licensing and credentialing needs of growing insurance firms. While RegEd’s Managed Services outsourcing solution has long been trusted by the industry’s largest organizations, Licensing Essentials brings the same operational excellence, regulatory expertise, and enterprise-grade technology to midsized firms. The solution is specifically calibrated to help midsized and growing […]
Continue readingMore TagRegEd Names Kevin Bieri Chief Architect to Accelerate Platform Modernization and Innovation
RegEd, the market-leading provider of enterprise compliance and producer management solutions for insurance and financial services firms, today announced the appointment of Kevin Bieri as Chief Architect. Establishing this new role reflects RegEd’s continued investment in technology modernization and platform scalability to meet the evolving needs of its clients. Bieri brings more than 15 years of technology and financial services experience, having led architecture and engineering efforts at leading global institutions. Most recently, he served as Vice President of Architecture at Fidelity Investments, where he was responsible for building modern retail trading experiences. Prior to that, he was Director of […]
Continue readingMore TagSEC Issues New Guidance on IA Marketing Rule: Key Takeaways for Compliance and Marketing Teams
On March 20, 2025, the U.S. Securities and Exchange Commission (SEC) issued additional guidance on its Investment Adviser Marketing Rule, clarifying longstanding gray areas that have challenged compliance teams and marketing departments alike. While the new FAQs provide helpful interpretations, they may also necessitate revisions to existing advertising materials, especially for firms promoting performance metrics. Key Highlights of the New SEC Guidance The Marketing Rule, originally adopted in 2020, has transformed the landscape for investment adviser advertising, consolidating decades-old advertising regulations into a modernized framework. Yet, some provisions remained open to interpretation. The SEC’s latest guidance specifically addresses how advisers […]
Continue readingMore TagRegEd to Spotlight AI-Driven Advertising Compliance Solutions as Platinum Sponsor at 2025 IAdCA Conference
RegEd, the leading provider of compliance technology solutions to the financial services industry, is proud to announce its platinum-level sponsorship at the 2025 Insurance Advertising Compliance Association (IAdCA) Conference, scheduled for April 2-4 in Charleston, SC. RegEd will present cutting-edge advancements in AI and advertising compliance during a special 15-minute demonstration on Thursday, April 3. Mark Mashewke, Principal Product Manager at RegEd, will lead the session, titled “AI and Advanced Technologies: Revolutionizing Advertising Compliance and Accelerating Market Readiness.” Mashewske will demonstrate how RegEd’s solutions leverage AI and advanced workflow automation to streamline the advertising compliance review process and accelerate time-to-market. […]
Continue readingMore TagRegEd Webinar with Datos Insights to Spotlight Distribution & Compensation Management Trends in the Insurance Industry
Panelists will address modernization strategies and technology investments shaping the future of producer management RegEd, the leader in enterprise compliance and regulatory technology solutions, is partnering with Datos Insights to present a timely and insightful webinar, “The Future of Distribution & Compensation Management – Key Trends and Strategies.” The event will explore the rapidly evolving landscape of producer management, the increasing need for modernization, and how carriers can stay ahead by leveraging the latest technology solutions. As insurers navigate a shifting workforce demographic, the demand for streamlined onboarding, licensing, and compensation systems has never been greater. With 64% of carriers […]
Continue readingMore TagRegEd to Showcase Industry-Leading Compliance Solutions at the 2025 IRI Annual Conference
RegEd Thought Leaders to Present on Enabling Real-Time “Clear to Sell” in a Dynamic Compliance Environment RegEd, the leading provider of compliance and credentialing solutions to the financial services industry, will be a sponsor and exhibitor at the 2025 IRI Annual Conference, taking place March 26-28 at the JW Marriott Tampa. RegEd will exhibit at Booth #3, where attendees can learn how the company’s enterprise solutions streamline compliance and empower insurers to accelerate producer onboarding and sales readiness. The IRI Annual Conference convenes leaders from across the insured retirement industry, offering key insights into regulatory developments, technology advancements, and best […]
Continue readingMore TagRegEd Expands AI Capabilities with Launch of New AI-Powered Media Transcription for Advertising Compliance Review
New capability streamlines the compliance review process for multi-media content, enhancing efficiency, accuracy and time-to market for sales and marketing materials. RegEd, the leading provider of compliance solutions for financial services firms, today announced the launch of media transcription capabilities within its AI-powered advertising review solution. This new feature enables firms to seamlessly review multimedia content—such as videos, webinars, and podcasts—by automatically transcribing audio and video files and applying AI-enabled compliance analysis as part of a seamless, fully integrated workflow. As firms increasingly leverage digital media to engage clients, regulatory expectations for compliance oversight remain stringent and continue to evolve. […]
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