RegEd to Showcase Innovations in Insurance Licensing Appointment and Onboarding Technology at NIPR Insurance Summit 2016

RegEd, the leading provider of compliance and credentialing solutions to the financial services industry, will highlight recent additions to its licensing, appointment and registration solutions portfolio at the upcoming Insurance Summit 2016. The event, to be held May 16-20 in Kansas City, is presented jointly by the NAIC and NIPR. “Events like the Insurance Summit give us the opportunity to engage with our customers and the industry, to understand and anticipate changes to their business […]

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Regulators and Industry Experts Address Key Trends and Challenges at Fifth Annual RegEd Compliance Alliance Conference

Financial services compliance, licensing and registration, and operations professionals assembled at the fifth annual RegEd Compliance Alliance (RCA) conference to share best practices, build critical knowledge across a range of topics, and engage with regulators and industry experts. The event was held April 18-20 in Charleston, SC and was attended by more than 150 representatives from financial services firms, regulatory agencies, consultancies, and law firms. The conference focused on issues and topics of critical concern […]

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RegEd Completes 3 Million Submissions on Compliance Questionnaires Solution

RegEd, the leading provider of compliance and risk management technology to broker-dealers and other financial services firms, today announced that its Compliance Questionnaires solution has achieved the milestone of processing 3 million submissions, enabling its broker-dealer clients to efficiently manage their compliance programs.  Today, Compliance Questionnaires is used by more than 400 enterprise clients, including 80% of the top 25 broker-dealers. RegEd’s Compliance Questionnaires is an enterprise application and part of RegEd’s Compliance and Audit […]

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Leading GRC Analyst Evaluates RegEd’s CODE Enterprise Platform for Regulatory Change Management and other Core Compliance Functions

RegEd, a leading provider of compliance technology to the financial services industry, has published an Analyst Report from GRC 20/20 Research, an independent analyst of governance, risk management, and compliance solutions (GRC). The report, authored by Michael Rasmussen, President of GRC 20/20, offers an objective evaluation of the CODE enterprise platform based on an extensive technical capabilities assessment and in-depth interviews with RegEd clients. The report describes CODE as delivering "an integrated and harmonized architecture […]

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RegEd to Showcase Solutions That Enable a Culture of Compliance at the 2016 NSCP National Conference

RegEd, the leading provider of compliance technology solutions to the financial services industry, is pleased to announce its participation in the 2016 National Society of Compliance Professionals (NSCP) National Conference in Washington, DC, on October 16-19, 2016. The NSCP National Conference offers more than 70 sessions, covering topics that are relevant to investment advisers, broker-dealers, private funds and investment companies. The conference agenda will focus on new regulatory developments, enforcement trends, regulatory examinations, compliance best […]

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