RegEd to Join Industry Leaders in San Diego for Thought-Provoking Discussions on the Future of Independent Financial Services Firms RegEd, the leading provider of compliance technology solutions for broker-dealers and other financial services firms, is proud to serve as an Associate Sponsor of the Financial Services Institute (FSI) OneVoice 2026 Conference, taking place February 2–4, 2026, at the Sheraton San Diego Resort in San Diego, California. OneVoice is the annual in-person gathering for independent financial services firm executives, designed to help industry leaders stay ahead of change, gain strategic insights, and collaborate in shaping the future of the profession. This year’s conference theme centers on finding clarity […]
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Events
Key Takeaways from the 2025 NSCP National Conference
AI Governance, Conflict Management, Marketing Compliance & the Next Era of Supervision The 2025 NSCP National Conference made one thing clear: the regulatory landscape isn’t simply evolving – it is accelerating. Compliance leaders across the industry gathered to discuss how rapid advances in technology, including artificial intelligence, are reshaping business operations, regulatory expectations, and the core workflows of modern compliance teams. Where past years focused on adoption and awareness, this year shifted decisively toward execution, governance, and demonstrable controls in place to ensure compliance, such as ‘human in the loop’ for AI. Regulators now expect firms to not only use […]
Continue readingMore TagYear-End Reminder: Ensure IAR CE Compliance Before the CRD/IARD Renewal Shutdown
As the calendar year draws to a close, it’s essential for Investment Adviser Representatives (IARs) and their firms to take a proactive approach toward meeting continuing education (CE) obligations. With the annual FINRA CRD/IARD Renewal Shutdown scheduled to begin on December 26, 2025, and more states than ever enforcing IAR CE requirements – including Illinois, which goes live in 2026 – compliance teams face growing complexity and shrinking timelines to ensure every IAR remains in good standing. Failing to complete CE requirements before the shutdown can trigger serious consequences – from administrative terminations and client reassignments to lost compensation eligibility […]
Continue readingMore TagRegEd to Exhibit Enterprise Compliance Solutions at 2025 NSCP National Conference
The industry leader will highlight AI innovation and a comprehensive suite of compliance solutions for financial services firms RegEd, the leading provider of regulatory technology solutions to the financial services industry, is a proud Platinum Member Ally and exhibitor of the 2025 National Society of Compliance Professionals (NSCP) National Conference, taking place October 26-29 in Orlando, FL. Visit RegEd at Demo Stand #11 in the main exhibit hall to connect with the team and experience hands-on demonstrations of the company’s industry-leading solutions. The annual NSCP National Conference is recognized as one of the most comprehensive educational offerings for compliance professionals […]
Continue readingMore TagRegEd to Sponsor and Share Expert Insights at the 2025 SILA National Education Conference
The industry leader will showcase innovations in producer management technology and services, while thought leaders will contribute to multiple conference sessions RegEd, a leading provider of producer management and compliance solutions for the insurance and securities industries, is proud to announce its role as a Diamond Sponsor and exhibitor at the 2025 SILA National Education Conference, taking place October 26-29 in New Orleans, LA. RegEd subject matter experts will be actively engaged throughout the conference, sharing insights on regulatory compliance, producer management, and licensing operational excellence. Featured Session: “Producer Management & Compliance: 2025 State of the Industry Insights” RegEd will lead […]
Continue readingMore TagRegEd Honored with Multiple SILA Award Nominations, Showcasing Industry Leadership in Licensing and Compliance
Two RegEd compliance experts have received nominations for advancing industry education, while RegEd has been nominated for the SILA Organization of the Year Award. RegEd, a leading provider of compliance technology solutions for the insurance and securities industries, today announced its 2025 nominations from the Securities & Insurance Licensing Association (SILA). These nominations highlight RegEd’s continued commitment to advancing licensing and registration practices in the financial services industry and underscore the company’s leadership and active participation in the SILA community. SILA’s awards program recognizes exceptional contributions from both individuals and organizations, as nominated by peers, with winners to be announced […]
Continue readingMore TagRegEd to Participate in 2025 AICP Annual Conference
RegEd will highlight enterprise compliance solutions that enable insurers to strengthen oversight, streamline processes, and stay ahead of evolving regulatory demands. RegEd, a leader in compliance management and regulatory technology, is pleased to announce that they are a supporting partner and participant in the 2025 Association of Insurance Compliance Professionals (AICP) Annual Conference, to be held October 19-22, 2025, at the Baltimore Waterfront in Baltimore, Maryland. The AICP Annual Conference is the premier event for insurance compliance professionals, regulators, and service providers. Each year, it brings together hundreds of attendees for four days of educational sessions, regulator roundtables, and networking […]
Continue readingMore TagRegEd to Showcase Next-Generation Producer Management Technology at the 2025 InsureTech Connect Conference
A joint thought leadership session presented with NIPR will explore the future of producer licensing and how the organizations work together to serve the industry RegEd, the leading provider of compliance technology solutions to the insurance and financial services industry, is proud to be a Gold Sponsor at the 2025 InsureTech Connect (ITC) Conference, taking place October 14–16, 2025, at the Mandalay Bay Convention Center in Las Vegas, Nevada. Attendees can visit RegEd at Booth #654 to explore the latest advancements in producer licensing, compliance automation, and enterprise regulatory technology. ITC Vegas, the premier global event for the insuretech sector, […]
Continue readingMore TagKey Takeaways from ARM Annual Conference 2025
Our regulatory affairs team was onsite at the ARM Annual Educational Conference 2025 and gathered key insights from the sessions and discussions that took place. The conference brought together industry leaders and experts to discuss the latest developments and best practices in regulatory affairs, focusing on compliance, registration processes, continuing education, and technological advancements. Here’s a look at some of the most important takeaways from the event. Key Changes to FINRA Fees & MFA In November 2024, FINRA approved new fee increases scheduled for 2026, which will impact all registration fees. This includes the introduction of a tiered fee structure […]
Continue readingMore TagRegEd to Exhibit at the 2025 ARM Annual Conference in New Orleans
RegEd, the leading provider of licensing and registration technology solutions to the financial services industry, is pleased to announce its participation in the upcoming 2025 Association of Registration Management (ARM) Annual Conference. The conference will take place from June 1-4, 2025, in New Orleans, LA. The ARM Annual Conference is renowned for bringing together industry leaders to explore advancements and challenges in registration and licensing functions within the securities and insurance sectors. Attendees can expect in-depth educational sessions featuring key insights from regulators such as FINRA, NFA, NASAA, and other industry experts. At the event, RegEd will showcase its industry-leading […]
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