Licensing and Registration Archives

RegEd to Sponsor and Share Expert Insights at the 2025 SILA National Education Conference

The industry leader will showcase innovations in producer management technology and services, while thought leaders will contribute to multiple conference sessions RegEd, a leading provider of producer management and compliance solutions for the insurance and securities industries, is proud to announce its role as a Diamond Sponsor and exhibitor at the 2025 SILA National Education Conference, taking place October 26-29 in New Orleans, LA. RegEd subject matter experts will be actively engaged throughout the conference, sharing insights on regulatory compliance, producer management, and licensing operational excellence. Featured Session: “Producer Management & Compliance: 2025 State of the Industry Insights” RegEd will lead […]

RegEd Honored with Multiple SILA Award Nominations, Showcasing Industry Leadership in Licensing and Compliance

Two RegEd compliance experts have received nominations for advancing industry education, while RegEd has been nominated for the SILA Organization of the Year Award. RegEd, a leading provider of compliance technology solutions for the insurance and securities industries, today announced its 2025 nominations from the Securities & Insurance Licensing Association (SILA). These nominations highlight RegEd’s continued commitment to advancing licensing and registration practices in the financial services industry and underscore the company’s leadership and active participation in the SILA community. SILA’s awards program recognizes exceptional contributions from both individuals and organizations, as nominated by peers, with winners to be announced […]

Streamline Your Annual Registration Renewal Process

Every year, financial services firms face the same critical challenge: ensuring that broker-dealer and investment adviser registrations are renewed accurately, on time, and in compliance with FINRA requirements. The stakes are higher than ever. FINRA’s 2025 BD and IA Renewal Programs highlight that errors or delays in this process aren’t just administrative headaches – they carry real financial risk, regulatory exposure, and operational strain. Manual processes for managing renewals – spreadsheets, emails, and repeated follow-ups – leave room for costly mistakes. A missed registration or incorrect submission can result in unnecessary fee payments, delayed licensing for representatives, and potential compliance […]

RegEd to Showcase Next-Generation Producer Management Technology at the 2025 InsureTech Connect Conference

A joint thought leadership session presented with NIPR will explore the future of producer licensing and how the organizations work together to serve the industry RegEd, the leading provider of compliance technology solutions to the insurance and financial services industry, is proud to be a Gold Sponsor at the 2025 InsureTech Connect (ITC) Conference, taking place October 14–16, 2025, at the Mandalay Bay Convention Center in Las Vegas, Nevada. Attendees can visit RegEd at Booth #654 to explore the latest advancements in producer licensing, compliance automation, and enterprise regulatory technology. ITC Vegas, the premier global event for the insuretech sector, […]

Iowa’s New Adjuster Licensing Requirements: Your Comprehensive Guide

In April 2025, the Iowa legislature passed SF 619, marking a pivotal shift in how insurance adjusters are licensed and regulated within the state. This new law introduces licensing for Independent Adjusters, Staff Adjusters, Appraisers, and Umpires for the first time. The transition period to licensing will require different procedures depending on when an adjuster’s application is submitted, their experience level, and their adjuster licensing history. On June 9th, 2025, Iowa released Bulletin 25-04, outlining the transitional and long term filing process for these new license types. This blog will walk you through the essentials of Iowa’s independent and staff […]

RegEd Publishes Report on the Latest Trends in Producer Management and Compliance

Based on a comprehensive survey of the insurance industry, the report reveals that firms continue to struggle with manual processes and effectively integrating their technology RegEd, the market leader in enterprise producer management solutions for the insurance and financial services industry, today announced the release of its latest whitepaper, “Producer Management and Compliance: Insights on Distribution Management Trends, Technology and Opportunities.” The whitepaper summarizes findings from RegEd’s comprehensive industry survey and delivers a clear message: manual processes and fragmented technology continue to hinder the efficiency, compliance, and scalability of producer management across the insurance and financial services sectors. Drawing responses […]

RegEd to Exhibit at the 2025 ARM Annual Conference in New Orleans

RegEd, the leading provider of licensing and registration technology solutions to the financial services industry, is pleased to announce its participation in the upcoming 2025 Association of Registration Management (ARM) Annual Conference. The conference will take place from June 1-4, 2025, in New Orleans, LA. The ARM Annual Conference is renowned for bringing together industry leaders to explore advancements and challenges in registration and licensing functions within the securities and insurance sectors. Attendees can expect in-depth educational sessions featuring key insights from regulators such as FINRA, NFA, NASAA, and other industry experts. At the event, RegEd will showcase its industry-leading […]

RegEd Launches RIA Compliance Control Center to Streamline Oversight for Registered Investment Advisers

All-in-one solution centralizes and automates compliance across key regulatory obligations, enabling greater efficiency and risk mitigation for RIAs RegEd, the leading provider of compliance and credentialing solutions for the financial services industry, has announced the launch of the RIA Compliance Control CenterSM, a purpose-built solution that enables registered investment advisers (RIAs) to streamline supervision and enhance oversight across the full spectrum of compliance activities. With increasing regulatory complexity and resource constraints, RIAs face mounting pressure to manage compliance obligations more efficiently while maintaining rigorous oversight. RegEd’s RIA Compliance Control Center empowers firms to meet these challenges head-on with a centralized, […]

RegEd Advances Next-Generation AI Capabilities of Its Industry-Leading Advertising Compliance Review Solution

Version 3.0 of RegEd’s proprietary AI model sets a new industry standard for accuracy, security, and innovation in compliance technology RegEd, the leading provider of compliance solutions for the financial services industry, today announced the release of Version 3.0 of the proprietary AI model that powers its Advertising Review solution. This marks a significant milestone in the evolution of RegEd’s Submission Intelligence suite of capabilities and underscores the company’s leadership in enterprise-grade, AI-enabled compliance technology. Less than a year after being the first to deliver enterprise-ready AI for advertising compliance, RegEd has introduced its third-generation model, setting a new benchmark […]

RegEd to Showcase Enterprise Compliance Solutions at 2025 FINRA Annual Conference

Attendees Will Gain Insight Into the Future of Compliance Technology at the Industry’s Premier Regulatory Event RegEd, the leading provider of compliance and regulatory technology solutions for broker-dealers and financial services firms, is pleased to announce its participation in the 2025 FINRA Annual Conference, taking place May 13–15 in Washington, DC. RegEd will exhibit at kiosk #35 in the exhibit hall and host a client reception on Monday, May 12. The FINRA Annual Conference is a cornerstone event for compliance professionals, offering critical updates on regulatory developments and the opportunity to engage directly with FINRA leaders, industry peers, and solution […]

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